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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
$1.14B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$557M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$502M
4
AIG
American International Group
New York
$371M
5
Ameriprise
Ameriprise
Minnesota
$456M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
$2.83B
2
State Street
State Street
Massachusetts
$6.61B
3
Vanguard Group
Vanguard Group
Pennsylvania
$7.26B
4
Deutsche Bank
Deutsche Bank
Germany
$216M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
$29.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
MCM
1676
Mainstay Capital Management
Michigan
– -$1.46M -11,523 Closed
Capstone Investment Advisors
1677
Capstone Investment Advisors
New York
– -$1.32M -10,417 Closed
CWAG
1678
Compton Wealth Advisory Group
Virginia
– -$1.12M -8,833 Closed
VI
1679
Versor Investments
New York
– -$1.1M -8,681 Closed
TA
1680
Thor Advisors
New York
– -$859K -6,800 Closed
MC
1681
Machina Capital
France
– -$825K -6,579 Closed
ARTA
1682
A.R.T. Advisors
New York
– -$739K -5,847 Closed
WT
1683
Washington Trust
Rhode Island
– -$661K -4,799 Closed
Grantham, Mayo, Van Otterloo & Co (GMO)
1684
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
– -$581K -4,600 Closed
TSS
1685
Two Sigma Securities
New York
– -$573K -4,540 Closed
CWM
1686
Calamos Wealth Management
Illinois
– -$559K -4,422 Closed
HWA
1687
HCR Wealth Advisors
California
– -$542K -4,124 Closed
PWM
1688
Perigon Wealth Management
California
– -$519K -3,958 Closed
TRAM
1689
Tuscan Ridge Asset Management
Illinois
– -$444K -3,516 Closed
KA
1690
KLCM Advisors
Wisconsin
– -$423K -3,345 Closed
EMG
1691
Ellington Management Group
Connecticut
– -$404K -3,200 Closed
BWM
1692
Buckley Wealth Management
Nevada
– -$353K -2,794 Closed
ATFA
1693
All Terrain Financial Advisors
Minnesota
– -$336K -2,661 Closed
RIM
1694
Redwood Investment Management
Arizona
– -$333K -2,636 Closed
MWM
1695
Meridian Wealth Management
Kentucky
– -$316K -2,503 Closed
GCP
1696
GSA Capital Partners
United Kingdom
– -$312K -2,468 Closed
EH
1697
Employers Holdings
Nevada
– -$306K -2,420 Closed
IP
1698
Isthmus Partners
Wisconsin
– -$295K -2,336 Closed
BAAM
1699
Baker Avenue Asset Management
California
– -$294K -2,329 Closed
BI
1700
Ballast Inc
Kentucky
– -$263K -2,086 Closed
66 67
68
69 70