A.R.T. Advisors’s Caterpillar CAT Stock Holding History

A.R.T. Advisors’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-2,547	Closed	-$591K	–	19
2021 Q1	$591K	Buy	+2,547	New	+$527K	3.21%	9
2019 Q4	–	Sell	-5,847	Closed	-$739K	–	1362
2019 Q3	$739K	Sell	5,847 -51,700	-90%	-$6.57M	0.04%	693
2019 Q2	$7.84M	Buy	57,547 +9,400	+20%	+$1.24M	0.44%	28
2019 Q1	$6.52M	Buy	+48,147	New	+$6.4M	0.39%	35
2018 Q3	–	Sell	-55,200	Closed	-$7.49M	–	1420
2018 Q2	$7.49M	Buy	+55,200	New	+$8.25M	0.3%	57
2017 Q4	–	Sell	-10,500	Closed	-$1.31M	–	1392
2017 Q3	$1.31M	Sell	10,500 -58,600	-85%	-$6.75M	0.07%	423
2017 Q2	$7.42M	Buy	+69,100	New	+$7.02M	0.39%	37
2016 Q2	–	Sell	-91,637	Closed	-$7.01M	–	1376
2016 Q1	$7.01M	Buy	+91,637	New	+$6.15M	0.31%	54
2015 Q3	–	Sell	-45,474	Closed	-$3.86M	–	1373
2015 Q2	$3.86M	Buy	+45,474	New	+$3.91M	0.13%	218
2015 Q1	–	Sell	-140,170	Closed	-$12.8M	–	1443
2014 Q4	$12.8M	Buy	140,170 +95,050	+211%	+$9.25M	0.48%	23
2014 Q3	$4.47M	Buy	+45,120	New	+$4.78M	0.21%	117
2014 Q1	–	Sell	-3,240	Closed	-$294K	–	1337
2013 Q4	$294K	Sell	3,240 -11,038	-77%	-$942K	0.02%	969
2013 Q3	$1.19M	Buy	+14,278	New	+$1.21M	0.06%	442

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Gates Foundation Trust

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Capital International Investors

Capital International Investors Los Angeles, California $427B AUM 29.17% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return