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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$600M
2
Ameriprise
2
Ameriprise
Minnesota
$427M
3
SCM
3
Suvretta Capital Management
New York
$194M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$322M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$1.07B

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$1.15B
2
Capital World Investors
2
Capital World Investors
California
$2.49B
3
Citadel Advisors
3
Citadel Advisors
Florida
$267M
4
Deutsche Bank
4
Deutsche Bank
Germany
$338M
5
AQR Capital Management
5
AQR Capital Management
Connecticut
$27M
Name Holding Trade Value Shares
Change 		Shares
Change %
PG
1551
Pendal Group
Australia
– -$5.13M -37,792 Closed
KC
1552
Kepos Capital
New York
– -$4.8M -35,411 Closed
SAM
1553
Symphony Asset Management
California
– -$4.46M -30,278 Closed
MIAN
1554
Mariner Independent Advisor Network
Kansas
– -$3.43M -25,315 Closed
KWILP
1555
Kiwi Wealth Investments Limited Partnership
New Zealand
– -$3.43M -25,290 Closed
WP
1556
WealthShield Partners
North Carolina
– -$29K -25,025 Closed
JT
1557
Jump Trading
Illinois
– -$3.32M -24,463 Closed
UH
1558
Unigestion Holding
Switzerland
– -$3.3M -24,346 Closed
NLGIA
1559
Nippon Life Global Investors Americas
New York
– -$3.19M -23,470 Closed
William Blair Investment Management
1560
William Blair Investment Management
Illinois
– -$3.16M -23,258 Closed
DTL
1561
Dynamic Technology Lab
Singapore
– -$2.41M -17,785 Closed
QAM
1562
Quantres Asset Management
Cayman Islands
– -$2.39M -17,600 Closed
Arrowstreet Capital
1563
Arrowstreet Capital
Massachusetts
– -$2.25M -16,600 Closed
JCM
1564
Jafra Capital Management
New York
– -$2.04M -15,000 Closed
MSWM
1565
Mader & Shannon Wealth Management
Missouri
– -$1.92M -14,137 Closed
VI
1566
Versor Investments
New York
– -$1.82M -13,391 Closed
NMC
1567
Nine Masts Capital
Hong Kong
– -$1.65M -12,149 Closed
LPC
1568
Loeb Partners Corp
New York
– -$1.55M -11,400 Closed
FLPIM
1569
F.L. Putnam Investment Management
Massachusetts
– -$1.49M -10,976 Closed
HBWM
1570
Hollow Brook Wealth Management
New York
– -$1.36M -10,033 Closed
SCC
1571
Spring Creek Capital
Kansas
– -$1.34M -9,879 Closed
PP
1572
Paloma Partners
Connecticut
– -$1.25M -9,232 Closed
WHG
1573
Westwood Holdings Group
Texas
– -$1.23M -9,037 Closed
SM
1574
Sciencast Management
New Jersey
– -$1.23M -8,803 Closed
ACM
1575
Aviance Capital Management
Florida
– -$1.14M -8,416 Closed
61 62
63
64 65