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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
6M
1551
6 Meridian
Kansas
-$5.65M -41,667 Closed
AAP
1552
Ardsley Advisory Partners
Connecticut
-$5.43M -40,000 Closed
Ninety One (UK)
1553
Ninety One (UK)
United Kingdom
-$5.42M -39,925 Closed
PG
1554
Pendal Group
Australia
-$5.13M -37,792 Closed
KC
1555
Kepos Capital
New York
-$4.8M -35,411 Closed
SAM
1556
Symphony Asset Management
California
-$4.46M -30,278 Closed
MIAN
1557
Mariner Independent Advisor Network
Kansas
-$3.43M -25,315 Closed
KWILP
1558
Kiwi Wealth Investments Limited Partnership
New Zealand
-$3.43M -25,290 Closed
WP
1559
WealthShield Partners
North Carolina
-$29K -25,025 Closed
JT
1560
Jump Trading
Illinois
-$3.46M -24,463 Closed
UH
1561
Unigestion Holding
Switzerland
-$3.3M -24,346 Closed
NLGIA
1562
Nippon Life Global Investors Americas
New York
-$3.19M -23,470 Closed
William Blair Investment Management
1563
William Blair Investment Management
Illinois
-$3.15M -23,258 Closed
DTL
1564
Dynamic Technology Lab
Singapore
-$2.41M -17,785 Closed
QAM
1565
Quantres Asset Management
Cayman Islands
-$2.39M -17,600 Closed
Arrowstreet Capital
1566
Arrowstreet Capital
Massachusetts
-$2.25M -16,600 Closed
JCM
1567
Jafra Capital Management
New York
-$2.04M -15,000 Closed
MSWM
1568
Mader & Shannon Wealth Management
Missouri
-$1.92M -14,137 Closed
VI
1569
Versor Investments
New York
-$1.82M -13,391 Closed
NMC
1570
Nine Masts Capital
Hong Kong
-$1.65M -12,149 Closed
LPC
1571
Loeb Partners Corp
New York
-$1.55M -11,400 Closed
FLPIM
1572
F.L. Putnam Investment Management
Massachusetts
-$1.49M -10,976 Closed
HBWM
1573
Hollow Brook Wealth Management
New York
-$1.36M -10,033 Closed
SCC
1574
Spring Creek Capital
Kansas
-$1.34M -9,879 Closed
PP
1575
Paloma Partners
Connecticut
-$1.25M -9,232 Closed

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.