Nine Masts Capital’s Caterpillar CAT Stock Holding History

Nine Masts Capital’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-12,149	Closed	-$1.65M	–	312
2018 Q2	$1.65M	Buy	+12,149	New	+$1.82M	0.32%	56
2017 Q4	–	Sell	-19,808	Closed	-$2.75M	–	260
2017 Q3	$2.47M	Sell	19,808 -13,133	-40%	-$1.51M	0.37%	24
2017 Q2	$3.54M	Buy	+32,941	New	+$3.35M	0.42%	37

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Nine Masts Capital's CAT Position: Q3 2018 in Review

Nine Masts Capital sold out of Caterpillar (CAT) in Q3 2018, closing a stake of 12,149 shares — an estimated $1.65M sold.

Nine Masts Capital first reported a position in CAT in Q2 2017 and held it in 3 quarters. The position peaked at $3.54M in Q2 2017. 1,531 funds tracked by Wall St. Rank hold CAT as of Q3 2018.

Nine Masts Capital reported no remaining Caterpillar position as of Q3 2018 after selling out during the quarter.
Nine Masts Capital sold 12,149 Caterpillar shares in Q3 2018, an estimated $1.65M.
Nine Masts Capital first reported a position in Caterpillar in Q2 2017 and held it in 3 quarters.
Nine Masts Capital's Caterpillar position peaked at $3.54M in Q2 2017.
1,531 funds tracked by Wall St. Rank held Caterpillar as of Q3 2018.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.