Nine Masts Capital’s Caterpillar CAT Stock Holding History

Nine Masts Capital’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-700	Closed	-$189K	–	301
2018 Q1	$189K	Buy	700 +375	+115%	+$59.2K	0.03%	144
2017 Q4	$744K	Buy	325 +175	+117%	+$24.3K	0.1%	75
2017 Q3	$105K	Buy	+150	New	+$17.3K	0.02%	104

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Nine Masts Capital's CAT Position: Q3 2018 in Review

Nine Masts Capital sold out of Caterpillar (CAT) in Q3 2018, closing a stake of 12,149 shares — an estimated $1.65M sold.

Nine Masts Capital first reported a position in CAT in Q2 2017 and held it in 3 quarters. The position peaked at $3.54M in Q2 2017. 1,531 funds tracked by Wall St. Rank hold CAT as of Q3 2018.

Nine Masts Capital reported no remaining Caterpillar position as of Q3 2018 after selling out during the quarter.
Nine Masts Capital sold 12,149 Caterpillar shares in Q3 2018, an estimated $1.65M.
Nine Masts Capital first reported a position in Caterpillar in Q2 2017 and held it in 3 quarters.
Nine Masts Capital's Caterpillar position peaked at $3.54M in Q2 2017.
1,531 funds tracked by Wall St. Rank held Caterpillar as of Q3 2018.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.