Symphony Asset Management’s Caterpillar CAT Stock Holding History

Symphony Asset Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-2,234	Closed	-$284K	–	180
2018 Q4	$284K	Buy	+2,234	New	+$291K	0.08%	120
2018 Q3	–	Sell	-30,278	Closed	-$4.46M	–	198
2018 Q2	$4.46M	Sell	30,278 -4,429	-13%	-$662K	0.89%	21
2018 Q1	$5.12M	Sell	34,707 -3,239	-9%	-$511K	0.66%	31
2017 Q4	$5.98M	Buy	37,946 +29,086	+328%	+$4.03M	0.61%	42
2017 Q3	$1.1M	Buy	8,860 +5,593	+171%	+$644K	0.12%	171
2017 Q2	$351K	Buy	+3,267	New	+$332K	0.04%	302
2013 Q3	–	Sell	-8,400	Closed	-$693K	–	360
2013 Q2	$693K	Buy	+8,400	New	+$714K	0.07%	266

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Norges Bank Oslo, Norway $1T AUM

Symphony Asset Management's CAT Position: Q1 2019 in Review

Symphony Asset Management sold out of Caterpillar (CAT) in Q1 2019, closing a stake of 2,234 shares — an estimated $284K sold.

Symphony Asset Management first reported a position in CAT in Q2 2013 and held it in 7 quarters. The position peaked at $5.98M in Q4 2017. 1,595 funds tracked by Wall St. Rank hold CAT as of Q1 2019.

Symphony Asset Management reported no remaining Caterpillar position as of Q1 2019 after selling out during the quarter.
Symphony Asset Management sold 2,234 Caterpillar shares in Q1 2019, an estimated $284K.
Symphony Asset Management first reported a position in Caterpillar in Q2 2013 and held it in 7 quarters.
Symphony Asset Management's Caterpillar position peaked at $5.98M in Q4 2017.
1,595 funds tracked by Wall St. Rank held Caterpillar as of Q1 2019.

Based on Symphony Asset Management's 13F filing for Q1 2019, filed 14 May 2019.