Kepos Capital’s Caterpillar CAT Stock Holding History

Kepos Capital’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-35,411	Closed	-$4.8M	–	353
2018 Q2	$4.8M	Buy	+35,411	New	+$5.29M	0.24%	101
2018 Q1	–	Sell	-27,162	Closed	-$4.28M	–	285
2017 Q4	$4.28M	Buy	27,162 +1,020	+4%	+$141K	0.39%	60
2017 Q3	$3.26M	Buy	+26,142	New	+$3.01M	0.55%	21

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Kepos Capital's CAT Position: Q3 2018 in Review

Kepos Capital sold out of Caterpillar (CAT) in Q3 2018, closing a stake of 35,411 shares — an estimated $4.8M sold.

Kepos Capital first reported a position in CAT in Q3 2017 and held it in 3 quarters. The position peaked at $4.8M in Q2 2018. 1,531 funds tracked by Wall St. Rank hold CAT as of Q3 2018.

Kepos Capital reported no remaining Caterpillar position as of Q3 2018 after selling out during the quarter.
Kepos Capital sold 35,411 Caterpillar shares in Q3 2018, an estimated $4.8M.
Kepos Capital first reported a position in Caterpillar in Q3 2017 and held it in 3 quarters.
Kepos Capital's Caterpillar position peaked at $4.8M in Q2 2018.
1,531 funds tracked by Wall St. Rank held Caterpillar as of Q3 2018.

Based on Kepos Capital's 13F filing for Q3 2018, filed 13 Nov 2018.