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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
SRCM
1526
Swift Run Capital Management
Virginia
-$4.61M -31,260 Closed
WCA
1527
Waratah Capital Advisors
Ontario, Canada
-$4M -27,125 Closed
MWA
1528
Marshall Wace Asia
Hong Kong
-$3.77M -25,578 Closed
LSA
1529
L & S Advisors
California
-$3.62M -24,557 Closed
ACPU
1530
Arrowgrass Capital Partners (US)
Delaware
-$3.4M -23,050 Closed
ZB
1531
Zions Bancorporation
Utah
-$3.21M -21,797 Closed
WMSA
1532
Weiss Multi-Strategy Advisers
New York
-$3.12M -21,196 Closed
SV
1533
Sturgeon Ventures
United Kingdom
-$3.04M -20,650 Closed
PC
1534
PointState Capital
New York
-$2.99M -20,300 Closed
TH
1535
Timber Hill
Connecticut
-$2.85M -19,375 Closed
RGI
1536
River Global Investors
United Kingdom
-$2.48M -16,797 Closed
Qube Research & Technologies (QRT)
1537
Qube Research & Technologies (QRT)
United Kingdom
-$2.37M -16,093 Closed
DWA
1538
Dorsey Wright & Associates
California
-$2.16M -14,676 Closed
JGC
1539
J. Goldman & Co
New York
-$2.03M -13,799 Closed
EOJOAM
1540
E. Ohman J:or Asset Management
Sweden
-$1.95M -13,200 Closed
FC
1541
FCA Corp
Texas
-$21K -12,000 Closed
EF
1542
Empirical Finance
Pennsylvania
-$1.59M -11,768 Closed
HF
1543
HRT Financial
New York
-$1.56M -10,577 Closed
MSU
1544
Mizuho Securities USA
New York
-$1.3M -8,805 Closed
DC
1545
Diametric Capital
Massachusetts
-$1.29M -8,742 Closed
NFA
1546
Nuveen Fund Advisors
Illinois
-$1.24M -8,393 Closed
GCM
1547
Glaxis Capital Management
Florida
-$1.18M -8,000 Closed
EF
1548
Empowered Funds
Pennsylvania
-$1.13M -7,769 Closed
DG
1549
Delek Group
Israel
-$920K -6,234 Closed
CC
1550
Cognios Capital
Kansas
-$890K -6,040 Closed

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.