Swift Run Capital Management’s Caterpillar CAT Stock Holding History

Swift Run Capital Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-31,260	Closed	-$4.61M	–	39
2018 Q1	$4.61M	Sell	31,260 -579	-2%	-$91.4K	3.3%	11
2017 Q4	$5.02M	Hold	31,839	–	–	3.1%	14
2017 Q3	$3.97M	Hold	31,839	–	–	2.1%	21
2017 Q2	$3.42M	Hold	31,839	–	–	1.97%	18
2017 Q1	$2.95M	Hold	31,839	–	–	1.74%	20
2016 Q4	$2.95M	Hold	31,839	–	–	1.74%	21
2016 Q3	$2.83M	Hold	31,839	–	–	1.65%	21
2016 Q2	$2.41M	Hold	31,839	–	–	1.54%	21
2016 Q1	$2.44M	Hold	31,839	–	–	1.51%	21
2015 Q4	$2.16M	Hold	31,839	–	–	1.26%	21
2015 Q3	$2.08M	Buy	+31,839	New	+$2.44M	1.09%	25

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Swift Run Capital Management's CAT Position: Q2 2018 in Review

Swift Run Capital Management sold out of Caterpillar (CAT) in Q2 2018, closing a stake of 31,260 shares — an estimated $4.61M sold.

Swift Run Capital Management first reported a position in CAT in Q3 2015 and held it in 11 quarters. The position peaked at $5.02M in Q4 2017. 1,513 funds tracked by Wall St. Rank hold CAT as of Q2 2018.

Swift Run Capital Management reported no remaining Caterpillar position as of Q2 2018 after selling out during the quarter.
Swift Run Capital Management sold 31,260 Caterpillar shares in Q2 2018, an estimated $4.61M.
Swift Run Capital Management first reported a position in Caterpillar in Q3 2015 and held it in 11 quarters.
Swift Run Capital Management's Caterpillar position peaked at $5.02M in Q4 2017.
1,513 funds tracked by Wall St. Rank held Caterpillar as of Q2 2018.

Based on Swift Run Capital Management's 13F filing for Q2 2018, filed 14 Aug 2018.