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Caterpillar
CAT

Overview Fund Activity

1,476 hedge funds and large institutions have $46.2B invested in Caterpillar in 2019 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 530 increasing their positions, 639 reducing their positions, and 146 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,476
Holders Change
-77
Holders Change %
-4.96%
% of All Funds
32.42%
Holding in Top 10
15
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-31.82%
% of All Funds
0.33%
New
76
Increased
530
Reduced
639
Closed
146
Calls
$1.28B
Puts
$1.67B
Net Calls
-$385M
Net Calls Change
-$220M

Top Buyers

1
Fisher Asset Management
Fisher Asset Management
Washington
$679M
2
Capital International Investors
Capital International Investors
California
$298M
3
Lazard Asset Management
Lazard Asset Management
New York
$181M
4
Invesco
Invesco
Georgia
$310M
5
LSV Asset Management
LSV Asset Management
Illinois
$413M

Top Sellers

1
ClearBridge Investments
ClearBridge Investments
New York
$576K
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
$153M
3
Renaissance Technologies
Renaissance Technologies
New York
$15.7M
4
Capital Research Global Investors
Capital Research Global Investors
California
$163M
5
Norges Bank
Norges Bank
Norway
$608M
Name Holding Trade Value Shares
Change 		Shares
Change %
WI
1501
WBI Investments
New Jersey
– -$4.64M -34,056 Closed
RCM
1502
Red Cedar Management
Utah
– -$4.09M -30,000 Closed
DA
1503
Duality Advisers
Florida
– -$4.04M -29,650 Closed
AIA
1504
Affinity Investment Advisors
California
– -$3.97M -29,095 Closed
CC
1505
Centiva Capital
New York
– -$3.89M -28,510 Closed
NB
1506
NBT Bank
New York
– -$3.15M -23,101 Closed
QSS
1507
Quantitative Systematic Strategies
Florida
– -$3.11M -22,808 Closed
RIM
1508
Reliant Investment Management
Tennessee
– -$2.75M -20,140 Closed
TW
1509
Transform Wealth
Colorado
– -$2.62M -19,194 Closed
BCM
1510
Bridgeway Capital Management
Texas
– -$2.55M -18,700 Closed
CWM
1511
CMH Wealth Management
New Hampshire
– -$2.29M -16,806 Closed
CCM
1512
Crossvault Capital Management
Texas
– -$2.23M -16,390 Closed
GEM
1513
Global Endowment Management
North Carolina
– -$1.84M -13,500 Closed
Voloridge Investment Management
1514
Voloridge Investment Management
Florida
– -$1.82M -13,322 Closed
CWG
1515
Cornerstone Wealth Group
North Carolina
– -$1.79M -13,110 Closed
CEP
1516
Chicago Equity Partners
Illinois
– -$1.72M -12,640 Closed
LSA
1517
L & S Advisors
California
– -$1.65M -12,111 Closed
EGM
1518
Engineers Gate Manager
New York
– -$1.56M -11,423 Closed
OAM
1519
Oxford Asset Management
United Kingdom
– -$1.51M -11,112 Closed
WAM
1520
Wolverine Asset Management
Illinois
– -$1.36M -10,000 Closed
PHK
1521
Point72 Hong Kong
Hong Kong
– -$1.26M -9,244 Closed
SA
1522
Sicart Associates
New York
– -$1.18M -8,650 Closed
AMI
1523
Amica Mutual Insurance
Rhode Island
– -$1.12M -8,213 Closed
SEC
1524
Seven Eight Capital
New York
– -$1.01M -7,400 Closed
MF
1525
Magnetar Financial
Illinois
– -$943K -6,920 Closed
59 60
61
62 63