Sicart Associates’s Caterpillar CAT Stock Holding History

Sicart Associates’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-8,650	Closed	-$1.18M	–	109
2019 Q2	$1.18M	Hold	8,650	–	–	0.48%	39
2019 Q1	$1.17M	Hold	8,650	–	–	0.5%	40
2018 Q4	$1.1M	Hold	8,650	–	–	0.53%	37
2018 Q3	$1.32M	Hold	8,650	–	–	0.63%	35
2018 Q2	$1.17M	Hold	8,650	–	–	0.62%	38
2018 Q1	$1.27M	Sell	8,650 -850	-9%	-$134K	0.76%	35
2017 Q4	$1.5M	Buy	9,500 +4,500	+90%	+$624K	0.79%	38
2017 Q3	$624K	Hold	5,000	–	–	0.45%	47
2017 Q2	$537K	Hold	5,000	–	–	0.39%	52
2017 Q1	$464K	Hold	5,000	–	–	0.34%	58
2016 Q4	$464K	Buy	+5,000	New	+$453K	0.32%	75

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Sanders Capital West Palm Beach, Florida $83.9B AUM 37.89% 1-Year Est. Return

Sicart Associates's CAT Position: Q3 2019 in Review

Sicart Associates sold out of Caterpillar (CAT) in Q3 2019, closing a stake of 8,650 shares — an estimated $1.18M sold.

Sicart Associates first reported a position in CAT in Q4 2016 and held it in 11 quarters. The position peaked at $1.5M in Q4 2017. 1,479 funds tracked by Wall St. Rank hold CAT as of Q3 2019.

Sicart Associates reported no remaining Caterpillar position as of Q3 2019 after selling out during the quarter.
Sicart Associates sold 8,650 Caterpillar shares in Q3 2019, an estimated $1.18M.
Sicart Associates first reported a position in Caterpillar in Q4 2016 and held it in 11 quarters.
Sicart Associates's Caterpillar position peaked at $1.5M in Q4 2017.
1,479 funds tracked by Wall St. Rank held Caterpillar as of Q3 2019.

Based on Sicart Associates's 13F filing for Q3 2019, filed 21 Oct 2019.