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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
CIM
126
Chiron Investment Management
New York
$44.6M +$12.7M +89,871 +44%
Calamos Advisors
127
Calamos Advisors
Illinois
$44.3M +$1.87M +13,250 +5%
Nordea Investment Management
128
Nordea Investment Management
Sweden
$44.1M +$6.35M +44,862 +18%
RHBC
129
R.H. Bluestein & Co
Michigan
$44M -$1.86M -13,173 -4%
Federated Hermes
130
Federated Hermes
Pennsylvania
$43.5M -$1.02M -7,214 -2%
VOYA Investment Management
131
VOYA Investment Management
Georgia
$43.1M -$1.57M -11,123 -4%
Fifth Third Bancorp
132
Fifth Third Bancorp
Ohio
$42.6M +$5.09M +36,009 +15%
MG
133
Markel Group
Virginia
$42.4M
TAM
134
Tocqueville Asset Management
New York
$41.9M -$190K -1,346 -0.5%
TD Asset Management
135
TD Asset Management
Ontario, Canada
$41.4M -$1.17M -8,297 -3%
HighTower Advisors
136
HighTower Advisors
Illinois
$41.3M -$2.11M -14,941 -5%
CAM
137
ClariVest Asset Management
California
$41.2M -$23.1M -163,569 -38%
ACI
138
AMP Capital Investors
Australia
$40.6M -$3.35M -23,704 -8%
CM
139
Castleark Management
Illinois
$40.4M -$378K -2,670 -1%
Mitsubishi UFJ Asset Management
140
Mitsubishi UFJ Asset Management
Japan
$40.1M -$611K -4,321 -2%
OI
141
Oakbrook Investments
Illinois
$39.6M -$2.22M -15,669 -6%
Zurich Cantonal Bank
142
Zurich Cantonal Bank
Switzerland
$39.6M +$1.5M +10,595 +4%
PC
143
PointState Capital
New York
$38.8M +$36M +254,600 New
AIG
144
American International Group
New York
$38.4M +$1.69M +11,922 +5%
MMH
145
Menora Mivtachim Holdings
Israel
$37.8M
IG
146
ING Group
Netherlands
$37.5M +$4.47M +31,578 +15%
NB
147
Norinchukin Bank
Japan
$36.9M -$3.84M -27,182 -10%
SGAM
148
Smith Group Asset Management
Texas
$34.2M -$3.21M -22,690 -9%
RJFSA
149
Raymond James Financial Services Advisors
Florida
$33.8M -$623K -4,403 -2%
Nisa Investment Advisors
150
Nisa Investment Advisors
Missouri
$33.6M +$795K +5,620 +3%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.