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Caterpillar
CAT

Overview Fund Activity

1,529 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 552 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,529
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.01%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
552
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M

Top Buyers

1
Capital Research Global Investors
Capital Research Global Investors
California
$600M
2
Ameriprise
Ameriprise
Minnesota
$427M
3
SCM
Suvretta Capital Management
New York
$194M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$322M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$1.07B

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$1.15B
2
Capital World Investors
Capital World Investors
California
$2.49B
3
Citadel Advisors
Citadel Advisors
Florida
$267M
4
Deutsche Bank
Deutsche Bank
Germany
$338M
5
AQR Capital Management
AQR Capital Management
Connecticut
$27M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIM
126
Chiron Investment Management
New York
$44.6M +$13.7M +89,871 +44%
Calamos Advisors
127
Calamos Advisors
Illinois
$44.3M +$2.02M +13,250 +5%
Nordea Investment Management
128
Nordea Investment Management
Sweden
$44.1M +$6.84M +44,862 +18%
RHBC
129
R.H. Bluestein & Co
Michigan
$44M -$2.01M -13,173 -4%
Federated Hermes
130
Federated Hermes
Pennsylvania
$43.5M -$1.1M -7,214 -2%
VOYA Investment Management
131
VOYA Investment Management
Georgia
$43.1M -$1.7M -11,123 -4%
Fifth Third Bancorp
132
Fifth Third Bancorp
Ohio
$42.6M +$5.49M +36,009 +15%
MG
133
Markel Group
Virginia
$42.4M – – –
TAM
134
Tocqueville Asset Management
New York
$41.9M -$205K -1,346 -0.5%
TD Asset Management
135
TD Asset Management
Ontario, Canada
$41.4M -$1.27M -8,297 -3%
HighTower Advisors
136
HighTower Advisors
Illinois
$41.3M -$2.28M -14,941 -5%
CAM
137
ClariVest Asset Management
California
$41.2M -$24.9M -163,569 -38%
ACI
138
AMP Capital Investors
Australia
$40.6M -$3.61M -23,704 -8%
CM
139
Castleark Management
Illinois
$40.4M -$407K -2,670 -1%
Mitsubishi UFJ Asset Management
140
Mitsubishi UFJ Asset Management
Japan
$40.1M -$659K -4,321 -2%
OI
141
Oakbrook Investments
Illinois
$39.6M -$2.39M -15,669 -6%
Zurich Cantonal Bank
142
Zurich Cantonal Bank
Switzerland
$39.6M +$1.62M +10,595 +4%
PC
143
PointState Capital
New York
$38.8M +$38.8M +254,600 New
AIG
144
American International Group
New York
$38.4M +$1.82M +11,922 +5%
MMH
145
Menora Mivtachim Holdings
Israel
$37.8M – – –
IG
146
ING Group
Netherlands
$37.5M +$4.82M +31,578 +15%
NB
147
Norinchukin Bank
Japan
$36.9M -$4.15M -27,182 -10%
SGAM
148
Smith Group Asset Management
Texas
$34.2M -$3.46M -22,690 -9%
RJFSA
149
Raymond James Financial Services Advisors
Florida
$33.8M -$671K -4,403 -2%
Nisa Investment Advisors
150
Nisa Investment Advisors
Missouri
$33.6M +$857K +5,620 +3%
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