Smith Group Asset Management’s Caterpillar CAT Stock Holding History

Smith Group Asset Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-600	Closed	-$218K	–	183
2024 Q4	$218K	Hold	600	–	–	0.02%	185
2024 Q3	$235K	Buy	+600	New	+$207K	0.02%	134
2024 Q2	–	Sell	-10,900	Closed	-$3.99M	–	145
2024 Q1	$3.99M	Sell	10,900 -5,745	-35%	-$1.84M	0.23%	85
2023 Q4	$4.92M	Buy	+16,645	New	+$4.32M	0.29%	88
2022 Q1	$67K	Hold	300	–	–	﹤0.01%	174
2021 Q4	$62K	Hold	300	–	–	﹤0.01%	175
2021 Q3	$58K	Hold	300	–	–	﹤0.01%	171
2021 Q2	$65K	Buy	+300	New	+$69.3K	﹤0.01%	165
2019 Q1	–	Sell	-215,273	Closed	-$27.4M	–	451
2018 Q4	$27.4M	Sell	215,273 -8,960	-4%	-$1.17M	0.97%	36
2018 Q3	$34.2M	Sell	224,233 -22,690	-9%	-$3.21M	0.97%	33
2018 Q2	$33.5M	Buy	246,923 +9,030	+4%	+$1.35M	0.97%	32
2018 Q1	$35.1M	Sell	237,893 -2,577	-1%	-$407K	1.15%	28
2017 Q4	$37.9M	Buy	240,470 +46,160	+24%	+$6.4M	1.19%	23
2017 Q3	$24.2M	Buy	+194,310	New	+$22.4M	0.81%	47

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Gates Foundation Trust

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return