Smith Group Asset Management’s Caterpillar CAT Stock Holding History

Smith Group Asset Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.53M	Buy	+1,439	New	+$1.26M	0.06%	84
2025 Q1	–	Sell	-600	Closed	-$218K	–	183
2024 Q4	$218K	Hold	600	–	–	0.02%	185
2024 Q3	$235K	Buy	+600	New	+$207K	0.02%	134
2024 Q2	–	Sell	-10,900	Closed	-$3.99M	–	145
2024 Q1	$3.99M	Sell	10,900 -5,745	-35%	-$1.84M	0.23%	85
2023 Q4	$4.92M	Buy	+16,645	New	+$4.32M	0.29%	88
2022 Q1	$67K	Hold	300	–	–	﹤0.01%	174
2021 Q4	$62K	Hold	300	–	–	﹤0.01%	175
2021 Q3	$58K	Hold	300	–	–	﹤0.01%	171
2021 Q2	$65K	Buy	+300	New	+$69.3K	﹤0.01%	165
2019 Q1	–	Sell	-215,273	Closed	-$27.4M	–	451
2018 Q4	$27.4M	Sell	215,273 -8,960	-4%	-$1.17M	0.97%	36
2018 Q3	$34.2M	Sell	224,233 -22,690	-9%	-$3.21M	0.97%	33
2018 Q2	$33.5M	Buy	246,923 +9,030	+4%	+$1.35M	0.97%	32
2018 Q1	$35.1M	Sell	237,893 -2,577	-1%	-$407K	1.15%	28
2017 Q4	$37.9M	Buy	240,470 +46,160	+24%	+$6.4M	1.19%	23
2017 Q3	$24.2M	Buy	+194,310	New	+$22.4M	0.81%	47

Other funds holding CAT

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Smith Group Asset Management's CAT Position: Q2 2026 in Review

Smith Group Asset Management opened a new position in Caterpillar (CAT) in Q2 2026: 1,439 shares worth $1.53M. The stake represents 0.06% of the portfolio and ranks #84 among its holdings. This is a return to the name: Smith Group Asset Management previously reported a position in CAT as recently as Q4 2024.

Smith Group Asset Management first reported a position in CAT in Q3 2017 and has held it in 15 quarters since. The position peaked at $37.9M in Q4 2017. 4,050 funds tracked by Wall St. Rank hold CAT as of Q2 2026.

Smith Group Asset Management held 1,439 shares of Caterpillar worth $1.53M as of Q2 2026.
Caterpillar was a new Smith Group Asset Management position in Q2 2026.
Caterpillar made up 0.06% of Smith Group Asset Management's portfolio in Q2 2026, its #84 holding.
Smith Group Asset Management first reported a position in Caterpillar in Q3 2017 and has held it in 15 quarters since.
Smith Group Asset Management's Caterpillar position peaked at $37.9M in Q4 2017.
4,050 funds tracked by Wall St. Rank held Caterpillar as of Q2 2026.

Based on Smith Group Asset Management's 13F filing for Q2 2026, filed 3 Aug 2026.