Castleark Management’s Caterpillar CAT Stock Holding History

Castleark Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$9.86M	Hold	13,920	–	–	0.33%	60
2025 Q4	$7.97M	Sell	13,920 -2,310	-14%	-$1.28M	0.23%	96
2025 Q3	$7.74M	Buy	+16,230	New	+$6.93M	0.22%	96
2025 Q1	–	Sell	-27,470	Closed	-$9.97M	–	293
2024 Q4	$9.97M	Buy	27,470 +26,180	+2,029%	+$10.2M	0.35%	46
2024 Q3	$505K	Hold	1,290	–	–	0.02%	216
2024 Q2	$430K	Hold	1,290	–	–	0.02%	227
2024 Q1	$473K	Hold	1,290	–	–	0.02%	232
2023 Q4	$381K	Hold	1,290	–	–	0.02%	240
2023 Q3	$352K	Hold	1,290	–	–	0.02%	230
2023 Q2	$317K	Sell	1,290 -1,300	-50%	-$290K	0.01%	232
2023 Q1	$593K	Hold	2,590	–	–	0.03%	210
2022 Q4	$620K	Hold	2,590	–	–	0.03%	219
2022 Q3	$425K	Hold	2,590	–	–	0.02%	233
2022 Q2	$463K	Hold	2,590	–	–	0.02%	223
2022 Q1	$577K	Sell	2,590 -950	-27%	-$199K	0.02%	237
2021 Q4	$732K	Buy	3,540 +1,600	+82%	+$322K	0.03%	240
2021 Q3	$372K	Hold	1,940	–	–	0.01%	271
2021 Q2	$422K	Sell	1,940 -4,010	-67%	-$926K	0.01%	260
2021 Q1	$1.38M	Sell	5,950 -3,740	-39%	-$774K	0.05%	200
2020 Q4	$1.76M	Sell	9,690 -2,000	-17%	-$339K	0.07%	202
2020 Q3	$1.74M	Buy	+11,690	New	+$1.64M	0.07%	194
2019 Q2	–	Sell	-104,789	Closed	-$14.2M	–	355
2019 Q1	$14.2M	Sell	104,789 -162,676	-61%	-$21.6M	0.53%	45
2018 Q4	$34M	Buy	267,465 +2,522	+1%	+$328K	1.45%	12
2018 Q3	$40.4M	Sell	264,943 -2,670	-1%	-$378K	1.16%	14
2018 Q2	$36.3M	Buy	267,613 +35,516	+15%	+$5.31M	1.12%	19
2018 Q1	$34.2M	Buy	232,097 +26,903	+13%	+$4.25M	1.08%	23
2017 Q4	$32.3M	Buy	+205,194	New	+$28.5M	0.97%	23
2017 Q1	–	Sell	-1,500	Closed	-$139K	–	378
2016 Q4	$139K	Hold	1,500	–	–	﹤0.01%	351
2016 Q3	$133K	Hold	1,500	–	–	﹤0.01%	343
2016 Q2	$114K	Hold	1,500	–	–	﹤0.01%	348
2016 Q1	$115K	Hold	1,500	–	–	﹤0.01%	347
2015 Q4	$102K	Hold	1,500	–	–	﹤0.01%	372
2015 Q3	$98K	Hold	1,500	–	–	﹤0.01%	355
2015 Q2	$127K	Hold	1,500	–	–	﹤0.01%	360
2015 Q1	$120K	Hold	1,500	–	–	﹤0.01%	346
2014 Q4	$137K	Hold	1,500	–	–	﹤0.01%	329
2014 Q3	$149K	Hold	1,500	–	–	﹤0.01%	299
2014 Q2	$163K	Hold	1,500	–	–	﹤0.01%	308
2014 Q1	$149K	Sell	1,500 -810	-35%	-$76.4K	﹤0.01%	299
2013 Q4	$210K	Buy	2,310 +810	+54%	+$69.2K	0.01%	300
2013 Q3	$149K	Sell	1,500 -810	-35%	-$68.5K	﹤0.01%	332
2013 Q2	$191K	Buy	+2,310	New	+$196K	0.01%	285

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Castleark Management's CAT Position: Q1 2026 in Review

Castleark Management held its Caterpillar (CAT) position steady in Q1 2026 at 13,920 shares worth $9.86M. The position accounts for 0.33% of the portfolio, ranked #60.

Castleark Management first reported a position in CAT in Q2 2013 and has held it in 42 quarters since. The position peaked at $40.4M in Q3 2018. 3,737 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

Castleark Management held 13,920 shares of Caterpillar worth $9.86M as of Q1 2026.
Castleark Management left its Caterpillar share count unchanged in Q1 2026.
Caterpillar made up 0.33% of Castleark Management's portfolio in Q1 2026, its #60 holding.
Castleark Management first reported a position in Caterpillar in Q2 2013 and has held it in 42 quarters since.
Castleark Management's Caterpillar position peaked at $40.4M in Q3 2018.
3,737 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Castleark Management's 13F filing for Q1 2026, filed 15 May 2026.