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Caterpillar
CAT

Overview Fund Activity

1,083 hedge funds and large institutions have $30.6B invested in Caterpillar in 2016 Q1 according to their latest regulatory filings, with 102 funds opening new positions, 414 increasing their positions, 410 reducing their positions, and 69 closing their positions.

Holders
1,083
Holders Change
+18
Holders Change %
+1.69%
% of All Funds
28.9%
Holding in Top 10
17
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+142.86%
% of All Funds
0.45%
New
102
Increased
414
Reduced
410
Closed
69
Calls
$1.02B
Puts
$1.65B
Net Calls
-$621M
Net Calls Change
+$433M

Top Buyers

1
BFA
1
BlackRock Fund Advisors
California
$752M
2
Invesco
2
Invesco
Georgia
$776M
3
Norges Bank
3
Norges Bank
Norway
$289M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$1.25B
5
Los Angeles Capital Management
5
Los Angeles Capital Management
California
$43.7M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.2B
2
ACM
2
Americafirst Capital Management
California
$0
3
LSV Asset Management
3
LSV Asset Management
Illinois
$6.27M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$2.65B
5
Harris Associates
5
Harris Associates
Illinois
$1.16B
Name Market Value Shares Shares
Change 		Shares
Change %
PAMU
126
Pictet Asset Management (UK)
United Kingdom
$20.7M 305,113 +5,900 +2%
AAM
127
Aberdeen Asset Management
United Kingdom
$20.5M 267,589 -16,424 -6%
TRSOTSOK
128
Teachers Retirement System of the State of Kentucky
Kentucky
$20.3M 264,800 – –
NEI
129
Northwest & Ethical Investments
Ontario, Canada
$19.7M 257,900 +3,100 +1%
BNP Paribas Financial Markets
130
BNP Paribas Financial Markets
France
$19.7M 257,201 -559,827 -69%
CCMH
131
Cornerstone Capital Management Holdings
New York
$19.5M 255,258 +104,599 +69%
KeyBank National Association
132
KeyBank National Association
Ohio
$19.5M 254,269 +5,691 +2%
MHC
133
Meyer Handelman Company
New York
$19M 247,916 – –
RIG
134
RiverFront Investment Group
Virginia
$18.9M 246,861 +11,891 +5%
SFSIG
135
San Francisco Sentry Investment Group
California
$18.8M 245,417 -5,098 -2%
PRA
136
Parametric Risk Advisors
Connecticut
$18.5M 241,091 +7,954 +3%
Commonwealth Equity Services
137
Commonwealth Equity Services
Massachusetts
$18.3M 239,235 +7,884 +3%
AG
138
Aperio Group
California
$17.5M 229,154 +55,542 +32%
OI
139
Oakbrook Investments
Illinois
$17.2M 224,515 +8,275 +4%
HIMC
140
Heritage Investors Management Corp
Maryland
$17.2M 224,494 +11,038 +5%
NFA
141
Nationwide Fund Advisors
Ohio
$16.6M 217,075 -5,720 -3%
Nisa Investment Advisors
142
Nisa Investment Advisors
Missouri
$16.4M 214,710 -920 -0.4%
SAM
143
Shell Asset Management
Netherlands
$16.1M 210,748 -18,140 -8%
WIC
144
Willis Investment Counsel
Georgia
$16.1M 210,170 +4,010 +2%
Fayez Sarofim & Co
145
Fayez Sarofim & Co
Texas
$15.9M 208,273 -192,436 -48%
TPSF
146
Texas Permanent School Fund
Texas
$15.4M 200,832 -6,639 -3%
SOMRS
147
State of Michigan Retirement System
Michigan
$15.3M 200,454 +1,300 +0.7%
NPA
148
Nichols & Pratt Advisers
Massachusetts
$15.1M 197,020 +4,210 +2%
CGT
149
Capital Guardian Trust
California
$15.1M 196,736 -108,849 -36%
Robeco Institutional Asset Management
150
Robeco Institutional Asset Management
Netherlands
$15M 195,558 +18,976 +11%
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6
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