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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$814M
2
American Century Companies
American Century Companies
Missouri
$325M
3
Morgan Stanley
Morgan Stanley
New York
$445M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$424M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$205M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
$282M
2
Capital World Investors
Capital World Investors
California
$1.38B
3
Fidelity Investments
Fidelity Investments
Massachusetts
$725M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$37.2M
5
Bank of New York Mellon
Bank of New York Mellon
New York
$964M
Name Holding Trade Value Shares
Change 		Shares
Change %
MLICM
126
Metropolitan Life Insurance Company (MetLife)
New York
$32.1M -$1.33M -14,539 -4%
Aviva
127
Aviva
United Kingdom
$31.2M -$5.75M -62,835 -16%
NFA
128
Nationwide Fund Advisors
Ohio
$31.2M +$2M +21,823 +7%
RJA
129
Raymond James & Associates
Florida
$31.1M +$3.15M +34,466 +11%
PAMU
130
Pictet Asset Management (UK)
United Kingdom
$31M +$734K +8,019 +2%
Marshall Wace
131
Marshall Wace
United Kingdom
$30.6M +$30.6M +334,648 New
GC
132
Guggenheim Capital
Illinois
$30.2M -$1.54M -16,816 -5%
SFSIG
133
San Francisco Sentry Investment Group
California
$29.4M -$9.15K -100 -0%
Federated Hermes
134
Federated Hermes
Pennsylvania
$29.2M +$11.9M +129,857 +69%
ELC
135
Edgar Lomax Company
Virginia
$28.1M +$28.1M +306,750 New
AAM
136
Aberdeen Asset Management
United Kingdom
$27.8M -$8.7M -95,089 -24%
SIC
137
Schwartz Investment Counsel
Michigan
$27.4M +$943K +10,300 +4%
BNP Paribas Financial Markets
138
BNP Paribas Financial Markets
France
$27.4M -$50.7M -553,488 -65%
CAM
139
ClariVest Asset Management
California
$26.9M – – –
Caisse de Depot et Placement du Quebec (CDPQ)
140
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$26.9M -$13.7M -149,648 -34%
GT
141
Glenmede Trust
Pennsylvania
$26.3M +$11.7M +127,731 +80%
M&T Bank
142
M&T Bank
New York
$25.4M +$72.2K +789 +0.3%
PI
143
Putnam Investments
Massachusetts
$25M -$56.5K -617 -0.2%
VDI
144
Vaughan David Investments
Illinois
$24.9M +$414K +4,525 +2%
ProShare Advisors
145
ProShare Advisors
Maryland
$24.7M +$5.01M +54,684 +25%
KeyBank National Association
146
KeyBank National Association
Ohio
$23.8M -$497K -5,426 -2%
BAMF
147
BI Asset Management Fondsmaeglerselskab
Denmark
$23.6M +$3.6M +39,300 +18%
SWITC
148
Stewart West Indies Trading Company
Colorado
$23M +$6.97M +76,200 +43%
SOMRS
149
State of Michigan Retirement System
Michigan
$22.8M -$732K -8,000 -3%
NEI
150
Northwest & Ethical Investments
Ontario, Canada
$22.6M +$1.87M +20,400 +9%
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