Marshall Wace’s Caterpillar CAT Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake
Trade Value Portfolio Weight Portfolio Position
2026
Q1
$20.2M Sell
28,499
-8,053
-22% -$5.58M 0.02% 701
2025
Q4
$20.9M Sell
36,552
-6,679
-15% -$3.71M 0.02% 615
2025
Q3
$20.6M Sell
43,231
-718,569
-94% -$307M 0.02% 643
2025
Q2
$296M Buy
761,800
+616,739
+425% +$206M 0.33% 43
2025
Q1
$47.8M Buy
145,061
+142,301
+5,156% +$50.7M 0.06% 279
2024
Q4
$1M Sell
2,760
-59,336
-96% -$23M ﹤0.01% 1738
2024
Q3
$24.3M Buy
62,096
+61,896
+30,948% +$21.4M 0.03% 455
2024
Q2
$66.6K Buy
+200
New +$69.3K ﹤0.01% 2425
2024
Q1
Sell
-7,292
Closed -$2.16M 2461
2023
Q4
$2.16M Buy
7,292
+3,993
+121% +$1.04M ﹤0.01% 1189
2023
Q3
$901K Sell
3,299
-143,044
-98% -$38.8M ﹤0.01% 1534
2023
Q2
$36M Buy
146,343
+46,489
+47% +$10.4M 0.07% 292
2023
Q1
$22.9M Sell
99,854
-7,475
-7% -$1.81M 0.05% 421
2022
Q4
$25.7M Buy
+107,329
New +$23.4M 0.06% 369
2022
Q1
Sell
-11,497
Closed -$2.38M 3399
2021
Q4
$2.38M Sell
11,497
-4,129
-26% -$831K ﹤0.01% 1935
2021
Q3
$3M Sell
15,626
-74,670
-83% -$15.6M 0.01% 1260
2021
Q2
$19.7M Buy
90,296
+48,816
+118% +$11.3M 0.09% 237
2021
Q1
$9.62M Buy
+41,480
New +$8.59M 0.04% 476
2020
Q3
Sell
-111,558
Closed -$14.1M 1601
2020
Q2
$14.1M Buy
111,558
+110,082
+7,458% +$13.1M 0.1% 214
2020
Q1
$171K Buy
+1,476
New +$189K ﹤0.01% 1209
2019
Q3
Sell
-39,071
Closed -$5.33M 1681
2019
Q2
$5.33M Sell
39,071
-61,164
-61% -$8.08M 0.04% 457
2019
Q1
$13.6M Buy
100,235
+76,617
+324% +$10.2M 0.13% 203
2018
Q4
$3M Sell
23,618
-65,883
-74% -$8.57M 0.03% 622
2018
Q3
$13.6M Buy
89,501
+71,122
+387% +$10.1M 0.12% 237
2018
Q2
$2.49M Sell
18,379
-44,108
-71% -$6.59M 0.04% 392
2018
Q1
$9.21M Buy
+62,487
New +$9.87M 0.38% 70
2017
Q4
Sell
-3,688
Closed -$461K 409
2017
Q3
$461K Buy
+3,688
New +$425K 0.02% 287
2017
Q2
Sell
-78,102
Closed -$7.26M 322
2017
Q1
$7.26M Buy
+78,102
New +$7.39M 0.35% 67
2016
Q4
Sell
-3,302
Closed -$293K 980
2016
Q3
$293K Buy
+3,302
New +$270K ﹤0.01% 858
2015
Q1
Sell
-334,648
Closed -$30.6M 809
2014
Q4
$30.6M Buy
+334,648
New +$32.6M 0.4% 61
2014
Q3
Sell
-8,140
Closed -$884K 890
2014
Q2
$884K Sell
8,140
-6,940
-46% -$728K 0.01% 521
2014
Q1
$1.5M Buy
+15,080
New +$1.42M 0.03% 408

Other funds holding CAT

Marshall Wace's CAT Position: Q1 2026 in Review

Marshall Wace reduced its Caterpillar (CAT) stake by 22% in Q1 2026, selling an estimated $5.58M and leaving 28,499 shares worth $20.2M. The position accounts for 0.02% of the portfolio, ranked #701.

Marshall Wace first reported a position in CAT in Q1 2014 and has held it in 31 quarters since. The position peaked at $296M in Q2 2025. 3,733 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

  • Marshall Wace held 28,499 shares of Caterpillar worth $20.2M as of Q1 2026.
  • Marshall Wace sold 8,053 Caterpillar shares in Q1 2026, an estimated $5.58M.
  • Caterpillar made up 0.02% of Marshall Wace's portfolio in Q1 2026, its #701 holding.
  • Marshall Wace first reported a position in Caterpillar in Q1 2014 and has held it in 31 quarters since.
  • Marshall Wace's Caterpillar position peaked at $296M in Q2 2025.
  • 3,733 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Marshall Wace's 13F filing for Q1 2026, filed 15 May 2026.