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Caterpillar
CAT

Overview Fund Activity

1,192 hedge funds and large institutions have $44.5B invested in Caterpillar in 2017 Q2 according to their latest regulatory filings, with 115 funds opening new positions, 408 increasing their positions, 457 reducing their positions, and 56 closing their positions.

Holders
1,192
Holders Change
+49
Holders Change %
+4.29%
% of All Funds
29.76%
Holding in Top 10
32
Holding in Top 10 Change
+14
Holding in Top 10 Change %
+77.78%
% of All Funds
0.8%
New
115
Increased
408
Reduced
457
Closed
56
Calls
$1.23B
Puts
$1.88B
Net Calls
-$649M
Net Calls Change
+$83.3M

Top Buyers

1
Primecap Management
1
Primecap Management
California
$1.05B
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$4.43B
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$2.11B
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$197M
5
Jennison Associates
5
Jennison Associates
New York
$117M

Top Sellers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$262M
2
Morgan Stanley
2
Morgan Stanley
New York
$629M
3
Harris Associates
3
Harris Associates
Illinois
$727M
4
Invesco
4
Invesco
Georgia
$828M
5
State Street
5
State Street
Massachusetts
$5.47B
Name Market Value Shares Shares
Change 		Shares
Change %
TCM
1226
TVR Capital Management
Connecticut
– – -4,820 Closed
CANY
1227
Caxton Associates (New York)
New York
– – -4,500 Closed
QC
1228
QCM Cayman
Texas
– – -4,227 Closed
FPF
1229
FNY Partners Fund
New York
– – -3,200 Closed
B
1230
Bellecapital
Switzerland
– – -3,093 Closed
FAT
1231
First American Trust
California
– – -2,949 Closed
RCG
1232
Ruane, Cunniff & Goldfarb
New York
– – -2,918 Closed
SCA
1233
Secor Capital Advisors
New York
– – -2,145 Closed
ACS
1234
Archford Capital Strategies
Illinois
– – -1,692 Closed
HCA
1235
Harbour Capital Advisors
Virginia
– – -1,150 Closed
AWM
1236
AllSquare Wealth Management
New York
– – -785 Closed
SMFG
1237
Sumitomo Mitsui Financial Group
Japan
– – -730 Closed
AA
1238
Apriem Advisors
California
– – -537 Closed
FPS
1239
Fieldpoint Private Securities
Connecticut
– – -500 Closed
OP
1240
Oldfield Partners
United Kingdom
– – -500 Closed
CYG
1241
Clean Yield Group
Vermont
– – -470 Closed
BIG
1242
Bellwether Investment Group
Tennessee
– – -211 Closed
MUS
1243
Mitsubishi UFJ Securities
Japan
– – -150 Closed
WP
1244
WealthPLAN Partners
Nebraska
– – -144 Closed
GWS
1245
Glassman Wealth Services
Virginia
– – -125 Closed
FMA
1246
FNY Managed Accounts
New York
– – -100 Closed
BKA
1247
Brick & Kyle Associates
Pennsylvania
– – -100 Closed
WAM
1248
Watermark Asset Management
California
– – -70 Closed
BO
1249
Bach Option
Hong Kong
– – – –
Group One Trading
1250
Group One Trading
Illinois
– – – –
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