Sumitomo Mitsui Financial Group
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Sumitomo Mitsui Financial Group’s Caterpillar CAT Stock Holding History

Sumitomo Mitsui Financial Group’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$132K Buy
+163
New +$138K ﹤0.01% 196
2026
Q2 		– Sell
-100
Closed -$87.8K – 242
2026
Q1 		$70.8K Sell
100
-120
-55% -$83.1K ﹤0.01% 179
2025
Q4 		$126K Sell
220
-1
-0.5% -$556 ﹤0.01% 166
2025
Q3 		$105K Buy
+221
New +$94.3K ﹤0.01% 165
2022
Q2 		– Sell
-584
Closed -$130K – 200
2022
Q1 		$130K Buy
584
+352
+152% +$73.8K ﹤0.01% 160
2021
Q4 		$48K Buy
+232
New +$46.7K ﹤0.01% 169
2019
Q2 		– Sell
-261
Closed -$35K – 119
2019
Q1 		$35K Sell
261
-2,601
-91% -$345K ﹤0.01% 107
2018
Q4 		$363K Buy
+2,862
New +$372K 0.02% 82
2018
Q3 		– Sell
-435
Closed -$59K – 114
2018
Q2 		$59K Buy
+435
New +$65K 0.01% 82
2017
Q2 		– Sell
-730
Closed -$68K – 118
2017
Q1 		$68K Buy
+730
New +$69.1K 0.01% 53

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Vanguard Portfolio Management
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Geode Capital Management
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Fisher Asset Management
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Morgan Stanley
Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $2.32T AUM 44.66% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.84T AUM 33.86% 1-Year Est. Return

Sumitomo Mitsui Financial Group's CAT Position: Q3 2026 in Review

Sumitomo Mitsui Financial Group opened a new position in Caterpillar (CAT) in Q3 2026: 163 shares worth $132K. The stake represents ﹤0.01% of the portfolio and ranks #196 among its holdings. This is a return to the name: Sumitomo Mitsui Financial Group previously reported a position in CAT as recently as Q1 2026.

Sumitomo Mitsui Financial Group first reported a position in CAT in Q1 2017 and has held it in 10 quarters since. The position peaked at $363K in Q4 2018. 3,455 funds tracked by Wall St. Rank hold CAT as of Q3 2026.

  • Sumitomo Mitsui Financial Group held 163 shares of Caterpillar worth $132K as of Q3 2026.
  • Caterpillar was a new Sumitomo Mitsui Financial Group position in Q3 2026.
  • Caterpillar made up ﹤0.01% of Sumitomo Mitsui Financial Group's portfolio in Q3 2026, its #196 holding.
  • Sumitomo Mitsui Financial Group first reported a position in Caterpillar in Q1 2017 and has held it in 10 quarters since.
  • Sumitomo Mitsui Financial Group's Caterpillar position peaked at $363K in Q4 2018.
  • 3,455 funds tracked by Wall St. Rank held Caterpillar as of Q3 2026.

Based on Sumitomo Mitsui Financial Group's 13F filing for Q3 2026, filed 12 Nov 2026.