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Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
Harris Associates
Illinois
$646M
2
Franklin Resources
Franklin Resources
California
$612M
3
Wellington Management Group
Wellington Management Group
Massachusetts
$893M
4
Capital World Investors
Capital World Investors
California
$1.33B
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$135M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$292M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$88.4M
3
EVM
Eaton Vance Management
Massachusetts
$85.4M
4
HCM
Herndon Capital Management
Georgia
$0
5
Morgan Stanley
Morgan Stanley
New York
$267M
Name Holding Trade Value Shares
Change 		Shares
Change %
TAM
1226
Trillium Asset Management
Massachusetts
– -$223K -2,434 Closed
BCM
1227
BTR Capital Management
California
– -$222K -2,425 Closed
BRA
1228
Bender Robert & Associates
California
– -$220K -2,407 Closed
MIH
1229
Madison Investment Holdings
Wisconsin
– -$220K -2,400 Closed
SRAM
1230
Stone Ridge Asset Management
New York
– -$220K -2,400 Closed
JWBC
1231
J.W. Burns & Co
New York
– -$220K -2,400 Closed
YMRC
1232
Yorktown Management & Research Company
Virginia
– -$220K -2,400 Closed
PI
1233
Pettee Investors
Connecticut
– -$219K -2,398 Closed
RSVP
1234
Ramsay Stattman Vela & Price
Colorado
– -$216K -2,360 Closed
BST
1235
Bath Savings Trust
Maine
– -$216K -2,360 Closed
BIC
1236
Beach Investment Counsel
Pennsylvania
– -$215K -2,350 Closed
TC
1237
TradeLink Capital
Illinois
– -$215K -2,348 Closed
HS
1238
Huntington Steele
Pennsylvania
– -$213K -2,332 Closed
GT
1239
Greenleaf Trust
Michigan
– -$213K -2,325 Closed
NEPWA
1240
New England Private Wealth Advisors
Massachusetts
– -$213K -2,324 Closed
HCA
1241
Horan Capital Advisors
Ohio
– -$213K -2,322 Closed
MGAM
1242
McGowan Group Asset Management
Texas
– -$210K -2,297 Closed
VF
1243
Virtu Financial
New York
– -$206K -2,252 Closed
TBNY
1244
Trustco Bank (New York)
New York
– -$205K -2,243 Closed
SCA
1245
Salient Capital Advisors
Texas
– -$203K -2,216 Closed
BCM
1246
Bienville Capital Management
New York
– -$201K -2,200 Closed
PCM
1247
Prelude Capital Management
New York
– -$201K -2,200 Closed
NPIT
1248
National Penn Investors Trust
Pennsylvania
– -$201K -2,200 Closed
DAM
1249
Doheny Asset Management
California
– -$201K -2,200 Closed
PFBT
1250
Parkside Financial Bank & Trust
Missouri
– -$202K -2,199 Closed
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