Yorktown Management & Research Company’s Caterpillar CAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-1,101	Closed	-$245K	–	198
2022 Q1	$245K	Sell	1,101 -99	-8%	-$20.8K	0.21%	187
2021 Q4	$248K	Hold	1,200	–	–	0.17%	220
2021 Q3	$230K	Hold	1,200	–	–	0.17%	241
2021 Q2	$261K	Hold	1,200	–	–	0.2%	207
2021 Q1	$278K	Buy	+1,200	New	+$248K	0.23%	155
2020 Q2	–	Sell	-5,300	Closed	-$615K	–	263
2020 Q1	$615K	Sell	5,300 -2,700	-34%	-$345K	0.62%	41
2019 Q4	$1.18M	Hold	8,000	–	–	0.63%	42
2019 Q3	$1.01M	Hold	8,000	–	–	0.54%	48
2019 Q2	$1.09M	Hold	8,000	–	–	0.41%	56
2019 Q1	$1.08M	Hold	8,000	–	–	0.35%	70
2018 Q4	$1.02M	Buy	+8,000	New	+$1.04M	0.34%	77
2015 Q3	–	Sell	-2,400	Closed	-$204K	–	464
2015 Q2	$204K	Buy	+2,400	New	+$206K	0.04%	445
2015 Q1	–	Sell	-2,400	Closed	-$220K	–	481
2014 Q4	$220K	Hold	2,400	–	–	0.05%	362
2014 Q3	$238K	Hold	2,400	–	–	0.05%	323
2014 Q2	$261K	Hold	2,400	–	–	0.05%	292
2014 Q1	$238K	Hold	2,400	–	–	0.05%	351
2013 Q4	$218K	Buy	+2,400	New	+$205K	0.04%	363