BTR Capital Management’s Caterpillar CAT Stock Holding History

BTR Capital Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-12,376	Closed	-$841K	–	158
2015 Q4	$841K	Sell	12,376 -2,000	-14%	-$140K	0.19%	92
2015 Q3	$940K	Buy	14,376 +12,000	+505%	+$918K	0.23%	81
2015 Q2	$202K	Buy	+2,376	New	+$204K	0.05%	150
2015 Q1	–	Sell	-2,425	Closed	-$222K	–	158
2014 Q4	$222K	Sell	2,425 -100	-4%	-$9.73K	0.06%	129
2014 Q3	$250K	Buy	2,525 +300	+13%	+$31.8K	0.07%	121
2014 Q2	$242K	Hold	2,225	–	–	0.07%	123
2014 Q1	$221K	Hold	2,225	–	–	0.06%	125
2013 Q4	$202K	Sell	2,225 -500	-18%	-$42.7K	0.06%	139
2013 Q3	$227K	Sell	2,725 -375	-12%	-$31.7K	0.07%	126
2013 Q2	$256K	Buy	+3,100	New	+$264K	0.08%	123

Other funds holding CAT

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

BTR Capital Management's CAT Position: Q1 2016 in Review

BTR Capital Management sold out of Caterpillar (CAT) in Q1 2016, closing a stake of 12,376 shares — an estimated $841K sold.

BTR Capital Management first reported a position in CAT in Q2 2013 and held it in 10 quarters. The position peaked at $940K in Q3 2015. 1,085 funds tracked by Wall St. Rank hold CAT as of Q1 2016.

BTR Capital Management reported no remaining Caterpillar position as of Q1 2016 after selling out during the quarter.
BTR Capital Management sold 12,376 Caterpillar shares in Q1 2016, an estimated $841K.
BTR Capital Management first reported a position in Caterpillar in Q2 2013 and held it in 10 quarters.
BTR Capital Management's Caterpillar position peaked at $940K in Q3 2015.
1,085 funds tracked by Wall St. Rank held Caterpillar as of Q1 2016.

Based on BTR Capital Management's 13F filing for Q1 2016, filed 15 Apr 2016.