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Caterpillar
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Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
$814M
2
American Century Companies
American Century Companies
Missouri
$325M
3
Morgan Stanley
Morgan Stanley
New York
$445M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$424M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$205M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
$282M
2
Capital World Investors
Capital World Investors
California
$1.38B
3
Fidelity Investments
Fidelity Investments
Massachusetts
$725M
4
VOYA Investment Management
VOYA Investment Management
Georgia
$37.2M
5
Bank of New York Mellon
Bank of New York Mellon
New York
$964M
Name Holding Trade Value Shares
Change 		Shares
Change %
Verition Fund Management
1226
Verition Fund Management
Connecticut
– -$605K -6,106 Closed
GIA
1227
Granite Investment Advisors
New Hampshire
– -$520K -5,250 Closed
RMCM
1228
Reynders McVeigh Capital Management
Massachusetts
– -$352K -3,556 Closed
AAC
1229
Asset Advisors Corp
Georgia
– -$347K -3,500 Closed
T
1230
Thomaspartners
Massachusetts
– -$341K -3,445 Closed
NL
1231
NWAM LLC
Washington
– -$328K -3,312 Closed
PHIMC
1232
Private Harbour Investment Management & Counsel
Ohio
– -$283K -2,850 Closed
AHB
1233
Abner Herrman & Brock
New Jersey
– -$264K -2,667 Closed
BFG
1234
Beacon Financial Group
Texas
– -$261K -2,622 Closed
PL
1235
Plancorp LLC
Missouri
– -$249K -2,512 Closed
WPC
1236
Waters Parkerson & Co
Louisiana
– -$248K -2,500 Closed
Point72 Asset Management
1237
Point72 Asset Management
Connecticut
– -$248K -2,500 Closed
ZDA
1238
Zweig-DiMenna Associates
New York
– -$248K -2,500 Closed
SCA
1239
Strategic Capital Alternatives
United States
– -$245K -2,470 Closed
WI
1240
WHV Investments
California
– -$239K -2,409 Closed
PFM
1241
Parsec Financial Management
North Carolina
– -$234K -2,360 Closed
MIS
1242
Morningstar Investment Services
Illinois
– -$229K -2,314 Closed
GF
1243
Gerstein Fisher
New York
– -$224K -2,262 Closed
BOS
1244
Bank of Stockton
California
– -$224K -2,260 Closed
BGIM
1245
Boussard & Gavaudan Investment Management
United Kingdom
– -$225K -2,251 Closed
CFA
1246
Capstone Financial Advisors
Illinois
– -$221K -2,235 Closed
EIM
1247
Emerson Investment Management
Massachusetts
– -$216K -2,185 Closed
MCM
1248
Maryland Capital Management
Maryland
– -$213K -2,155 Closed
VST
1249
Van Strum & Towne
California
– -$210K -2,122 Closed
HTC
1250
Haverford Trust Company
Pennsylvania
– -$208K -2,100 Closed
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