Gerstein Fisher’s Caterpillar CAT Stock Holding History

Gerstein Fisher’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	$312K	Buy	3,514 +180	+5%	+$14.7K	0.04%	320
2016 Q2	$253K	Buy	3,334 +316	+10%	+$23.7K	0.03%	334
2016 Q1	$231K	Buy	+3,018	New	+$202K	0.03%	349
2014 Q4	–	Sell	-2,262	Closed	-$224K	–	386
2014 Q3	$224K	Buy	+2,262	New	+$240K	0.04%	348
2013 Q4	–	Sell	-5,282	Closed	-$441K	–	446
2013 Q3	$441K	Sell	5,282 -1,850	-26%	-$156K	0.1%	196
2013 Q2	$588K	Buy	+7,132	New	+$607K	0.14%	132

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Gerstein Fisher's CAT Position: Q3 2016 in Review

Gerstein Fisher increased its Caterpillar (CAT) stake by 5.4% in Q3 2016, buying an estimated $14.7K and bringing the position to 3,514 shares worth $312K. The position accounts for 0.04% of the portfolio, ranked #320.

Gerstein Fisher first reported a position in CAT in Q2 2013 and has held it in 6 quarters since. The position peaked at $588K in Q2 2013. 1,094 funds tracked by Wall St. Rank hold CAT as of Q3 2016.

Gerstein Fisher held 3,514 shares of Caterpillar worth $312K as of Q3 2016.
Gerstein Fisher bought 180 Caterpillar shares in Q3 2016, an estimated $14.7K.
Caterpillar made up 0.04% of Gerstein Fisher's portfolio in Q3 2016, its #320 holding.
Gerstein Fisher first reported a position in Caterpillar in Q2 2013 and has held it in 6 quarters since.
Gerstein Fisher's Caterpillar position peaked at $588K in Q2 2013.
1,094 funds tracked by Wall St. Rank held Caterpillar as of Q3 2016.

Based on Gerstein Fisher's 13F filing for Q3 2016, filed 15 Nov 2016.