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Caterpillar
CAT

Overview Fund Activity

1,056 hedge funds and large institutions have $31B invested in Caterpillar in 2016 Q2 according to their latest regulatory filings, with 60 funds opening new positions, 391 increasing their positions, 438 reducing their positions, and 75 closing their positions.

Holders
1,056
Holders Change
-27
Holders Change %
-2.49%
% of All Funds
28.22%
Holding in Top 10
11
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-35.29%
% of All Funds
0.29%
New
60
Increased
391
Reduced
438
Closed
75
Calls
$1.06B
Puts
$1.41B
Net Calls
-$347M
Net Calls Change
+$273M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$659M
2
State of New Jersey Common Pension Fund D
2
State of New Jersey Common Pension Fund D
New Jersey
$75.8M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$2.68B
4
Deutsche Bank
4
Deutsche Bank
Germany
$168M
5
Norges Bank
5
Norges Bank
Norway
$316M

Top Sellers

1
Royal London Asset Management
1
Royal London Asset Management
United Kingdom
$18.6M
2
State Street
2
State Street
Massachusetts
$4.22B
3
Harris Associates
3
Harris Associates
Illinois
$1.05B
4
BGIM
4
Brandywine Global Investment Management
Pennsylvania
$82.2M
5
TPCM
5
Tide Point Capital Management
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
National Pension Service
101
National Pension Service
South Korea
$26.5M 349,693 +26,827 +8%
SO
102
STRS Ohio
Ohio
$26.3M 347,229 -24,240 -7%
AA
103
ALPS Advisors
Colorado
$26.2M 345,841 +45,798 +15%
HighTower Advisors
104
HighTower Advisors
Illinois
$26.1M 344,016 +3,247 +1%
TAM
105
Tocqueville Asset Management
New York
$25.8M 340,539 -20,664 -6%
VOYA Investment Management
106
VOYA Investment Management
Georgia
$24.8M 326,948 -7,521 -2%
BCIM
107
British Columbia Investment Management
British Columbia, Canada
$24.1M 317,422 +16,372 +5%
AAM
108
Advisors Asset Management
Colorado
$23.4M 308,706 +10,275 +3%
MLICM
109
Metropolitan Life Insurance Company (MetLife)
New York
$23M 303,683 -8,461 -3%
WRF
110
Waddell & Reed Financial
Kansas
$22.4M 295,525 – –
VDI
111
Vaughan David Investments
Illinois
$22.2M 292,832 +1,732 +0.6%
PAMU
112
Pictet Asset Management (UK)
United Kingdom
$22.1M 304,713 -400 -0.1%
WCM
113
Wedge Capital Management
North Carolina
$21.9M 289,401 -29,179 -9%
MG
114
Markel Group
Virginia
$21.1M 278,000 – –
Nuveen Asset Management
115
Nuveen Asset Management
Illinois
$21M 276,623 -2,777 -1%
USAA
116
United Services Automobile Association
Texas
$20.7M 273,384 +2,620 +1%
TRSOTSOK
117
Teachers Retirement System of the State of Kentucky
Kentucky
$19.8M 261,400 -3,400 -1%
OI
118
Oakbrook Investments
Illinois
$19.7M 260,005 +35,490 +16%
SG Americas Securities
119
SG Americas Securities
New York
$19.7M 259,592 -34,415 -12%
SG
120
Societe Generale
$19.7M 259,592 +259,592 New
NEI
121
Northwest & Ethical Investments
Ontario, Canada
$19.6M 257,900 – –
Caisse de Depot et Placement du Quebec (CDPQ)
122
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$19.4M 256,450 -162,850 -39%
Commonwealth Equity Services
123
Commonwealth Equity Services
Massachusetts
$19M 251,127 +11,892 +5%
MHC
124
Meyer Handelman Company
New York
$18.8M 247,916 – –
KeyBank National Association
125
KeyBank National Association
Ohio
$18.7M 247,034 -7,235 -3%
3 4
5
6 7