Advisors Asset Management’s Caterpillar CAT Stock Holding History
Bought
Maintained
Sold
| Quarter | Market Value | Status | Shares |
Change in Stake | Trade Value | Portfolio Weight | Portfolio Position | |
|---|---|---|---|---|---|---|---|---|
|
2026
Q2 | $17.5M | Buy |
16,392
+4,259
| +35% | +$3.74M | 0.27% | 67 |
|
|
2026
Q1 | $8.6M | Buy |
12,133
+2,632
| +28% | +$1.82M | 0.14% | 188 |
|
|
2025
Q4 | $5.44M | Buy |
9,501
+2,252
| +31% | +$1.25M | 0.09% | 297 |
|
|
2025
Q3 | $3.46M | Sell |
7,249
-1,905
| -21% | -$813K | 0.06% | 427 |
|
|
2025
Q2 | $3.55M | Sell |
9,154
-1,430
| -14% | -$477K | 0.06% | 413 |
|
|
2025
Q1 | $3.49M | Sell |
10,584
-6,124
| -37% | -$2.18M | 0.07% | 405 |
|
|
2024
Q4 | $6.06M | Sell |
16,708
-362
| -2% | -$140K | 0.11% | 231 |
|
|
2024
Q3 | $6.68M | Sell |
17,070
-2,985
| -15% | -$1.03M | 0.12% | 202 |
|
|
2024
Q2 | $6.68M | Sell |
20,055
-919
| -4% | -$319K | 0.13% | 195 |
|
|
2024
Q1 | $7.69M | Sell |
20,974
-1,361
| -6% | -$435K | 0.15% | 172 |
|
|
2023
Q4 | $6.6M | Sell |
22,335
-8
| -0% | -$2.08K | 0.13% | 183 |
|
|
2023
Q3 | $6.1M | Sell |
22,343
-6,818
| -23% | -$1.85M | 0.13% | 186 |
|
|
2023
Q2 | $7.18M | Sell |
29,161
-6,767
| -19% | -$1.51M | 0.14% | 153 |
|
|
2023
Q1 | $8.22M | Sell |
35,928
-3,422
| -9% | -$827K | 0.17% | 135 |
|
|
2022
Q4 | $9.43M | Sell |
39,350
-5,652
| -13% | -$1.23M | 0.19% | 114 |
|
|
2022
Q3 | $7.38M | Sell |
45,002
-10,356
| -19% | -$1.89M | 0.15% | 165 |
|
|
2022
Q2 | $9.9M | Buy |
55,358
+4,422
| +9% | +$932K | 0.18% | 134 |
|
|
2022
Q1 | $11.3M | Sell |
50,936
-1,482
| -3% | -$311K | 0.17% | 122 |
|
|
2021
Q4 | $10.8M | Buy |
52,418
+3,665
| +8% | +$738K | 0.15% | 134 |
|
|
2021
Q3 | $9.36M | Sell |
48,753
-4,157
| -8% | -$866K | 0.14% | 140 |
|
|
2021
Q2 | $11.5M | Sell |
52,910
-33,707
| -39% | -$7.78M | 0.16% | 140 |
|
|
2021
Q1 | $20.1M | Buy |
86,617
+6,196
| +8% | +$1.28M | 0.31% | 51 |
|
|
2020
Q4 | $14.6M | Sell |
80,421
-31,862
| -28% | -$5.4M | 0.23% | 89 |
|
|
2020
Q3 | $16.7M | Sell |
112,283
-28,213
| -20% | -$3.96M | 0.31% | 52 |
|
|
2020
Q2 | $17.8M | Buy |
140,496
+13,583
| +11% | +$1.61M | 0.35% | 50 |
|
|
2020
Q1 | $14.7M | Buy |
126,913
+40,484
| +47% | +$5.17M | 0.34% | 58 |
|
|
2019
Q4 | $12.8M | Buy |
86,429
+6,920
| +9% | +$966K | 0.22% | 101 |
|
|
2019
Q3 | $10M | Buy |
79,509
+28,510
| +56% | +$3.62M | 0.18% | 125 |
|
|
2019
Q2 | $6.95M | Buy |
50,999
+20,083
| +65% | +$2.65M | 0.12% | 201 |
|
|
2019
Q1 | $4.19M | Sell |
30,916
-8,978
| -23% | -$1.19M | 0.08% | 304 |
|
|
2018
Q4 | $5.07M | Sell |
39,894
-17,002
| -30% | -$2.21M | 0.1% | 231 |
|
|
2018
Q3 | $8.68M | Buy |
56,896
+294
| +0.5% | +$41.6K | 0.14% | 176 |
|
|
2018
Q2 | $7.68M | Sell |
56,602
-59,783
| -51% | -$8.93M | 0.13% | 195 |
|
|
2018
Q1 | $18M | Sell |
116,385
-20,607
| -15% | -$3.25M | 0.3% | 70 |
|
|
2017
Q4 | $21.6M | Sell |
136,992
-39,183
| -22% | -$5.43M | 0.35% | 59 |
|
|
2017
Q3 | $22M | Sell |
176,175
-88,583
| -33% | -$10.2M | 0.37% | 50 |
|
|
2017
Q2 | $28.5M | Sell |
264,758
-36,657
| -12% | -$3.72M | 0.48% | 30 |
|
|
2017
Q1 | $28M | Sell |
301,415
-23,144
| -7% | -$2.19M | 0.47% | 25 |
|
|
2016
Q4 | $30.1M | Buy |
324,559
+3,280
| +1% | +$297K | 0.5% | 20 |
|
|
2016
Q3 | $28.5M | Buy |
321,279
+12,573
| +4% | +$1.03M | 0.47% | 27 |
|
|
2016
Q2 | $23.4M | Buy |
308,706
+10,275
| +3% | +$770K | 0.38% | 38 |
|
|
2016
Q1 | $22.8M | Buy |
298,431
+58,547
| +24% | +$3.93M | 0.38% | 40 |
|
|
2015
Q4 | $16.3M | Buy |
239,884
+68,542
| +40% | +$4.79M | 0.26% | 91 |
|
|
2015
Q3 | $11.2M | Buy |
171,342
+34,707
| +25% | +$2.65M | 0.18% | 148 |
|
|
2015
Q2 | $11.6M | Buy |
136,635
+33,042
| +32% | +$2.84M | 0.16% | 173 |
|
|
2015
Q1 | $8.29M | Buy |
103,593
+78,808
| +318% | +$6.55M | 0.11% | 239 |
|
|
2014
Q4 | $2.27M | Buy |
24,785
+10,168
| +70% | +$990K | 0.03% | 600 |
|
|
2014
Q3 | $1.45M | Sell |
14,617
-247
| -2% | -$26.2K | 0.02% | 711 |
|
|
2014
Q2 | $1.61M | Sell |
14,864
-1,233
| -8% | -$129K | 0.02% | 663 |
|
|
2014
Q1 | $1.6M | Sell |
16,097
-2,871
| -15% | -$271K | 0.02% | 627 |
|
|
2013
Q4 | $1.72M | Buy |
18,968
+250
| +1% | +$21.3K | 0.03% | 558 |
|
|
2013
Q3 | $1.56M | Sell |
18,718
-2,186
| -10% | -$185K | 0.03% | 534 |
|
|
2013
Q2 | $1.72M | Buy |
+20,904
| New | +$1.78M | 0.03% | 498 |
|
Other funds holding CAT
Advisors Asset Management's CAT Position: Q2 2026 in Review
Advisors Asset Management increased its Caterpillar (CAT) stake by 35% in Q2 2026, buying an estimated $3.74M and bringing the position to 16,392 shares worth $17.5M. The position accounts for 0.27% of the portfolio, ranked #67.
Advisors Asset Management first reported a position in CAT in Q2 2013 and has held it in 53 quarters since. The position peaked at $30.1M in Q4 2016. 4,058 funds tracked by Wall St. Rank hold CAT as of Q2 2026.
- Advisors Asset Management held 16,392 shares of Caterpillar worth $17.5M as of Q2 2026.
- Advisors Asset Management bought 4,259 Caterpillar shares in Q2 2026, an estimated $3.74M.
- Caterpillar made up 0.27% of Advisors Asset Management's portfolio in Q2 2026, its #67 holding.
- Advisors Asset Management first reported a position in Caterpillar in Q2 2013 and has held it in 53 quarters since.
- Advisors Asset Management's Caterpillar position peaked at $30.1M in Q4 2016.
- 4,058 funds tracked by Wall St. Rank held Caterpillar as of Q2 2026.
Based on Advisors Asset Management's 13F filing for Q2 2026, filed 14 Aug 2026.