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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
ClearBridge Investments
1201
ClearBridge Investments
New York
$358K -$30.3K -203 -8%
HR
1202
Hayden Royal
North Carolina
$358K +$29.5K +198 +9%
RIM
1203
Regent Investment Management
Kentucky
$354K -$14.9K -100 -4%
AMG
1204
Advisors Management Group
Wisconsin
$354K +$149 +1 +0%
FHC
1205
First Heartland Consultants
Missouri
$353K -$24.3K -163 -6%
DAS
1206
Dynamic Advisor Solutions
Arizona
$352K +$72.3K +485 +26%
TAM
1207
Townsend Asset Management
North Carolina
$351K +$2.99K +20 +0.9%
CAM
1208
Carret Asset Management
New York
$351K +$30.7K +206 +10%
GC
1209
Gilbert & Cook
Iowa
$351K +$41.1K +275 +13%
LB
1210
Leo Brokerage
Texas
$350K +$350K +2,769 New
WBG
1211
Wharton Business Group
Pennsylvania
$349K -$5.97K -40 -2%
IC
1212
IEQ Capital
California
$349K +$349K +2,337 New
VCM
1213
Vivaldi Capital Management
Illinois
$346K +$346K +2,013 New
AWA
1214
Acorn Wealth Advisors
Michigan
$345K -$11.3K -76 -3%
1WA
1215
180 Wealth Advisors
Washington
$345K +$2.87K +17 +0.8%
CRCM
1216
Corbett Road Capital Management
Virginia
$345K +$345K +2,313 New
BB
1217
Berkshire Bank
Massachusetts
$345K +$345K +2,315 New
HIA
1218
Harbor Investment Advisory
Maryland
$344K -$11.6K -78 -3%
T
1219
TRUADVICE
Florida
$343K +$343K +2,217 New
AIM
1220
AIA Investment Management
Singapore
$343K +$343K +2,300 New
RFM
1221
Royal Fund Management
Florida
$342K -$77K -517 -18%
SWA
1222
Stratos Wealth Advisors
Ohio
$341K -$11.6K -78 -3%
WA1
1223
Wimmer Associates 1
California
$341K – – –
BCA
1224
Bay Colony Advisors
Massachusetts
$339K +$49.9K +335 +17%
CA
1225
Calton & Associates
Florida
$338K +$32.4K +217 +11%
47 48
49
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