Shufro Rose & Co’s Caterpillar CAT Stock Holding History

Shufro Rose & Co’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	–	Sell	-714	Closed	-$760K	–	175
2026 Q2	$760K	Sell	714 -31	-4%	-$27.2K	0.04%	145
2026 Q1	$528K	Hold	745	–	–	0.04%	182
2025 Q4	$427K	Sell	745 -60	-7%	-$33.3K	0.03%	193
2025 Q3	$265K	Hold	805	–	–	0.02%	251
2025 Q2	$265K	Hold	805	–	–	0.02%	249
2025 Q1	$265K	Hold	805	–	–	0.02%	253
2024 Q4	$292K	Sell	805 -200	-20%	-$77.6K	0.02%	230
2024 Q3	$335K	Hold	1,005	–	–	0.03%	225
2024 Q2	$335K	Hold	1,005	–	–	0.03%	225
2024 Q1	$368K	Buy	1,005 +105	+12%	+$33.6K	0.03%	210
2023 Q4	$246K	Hold	900	–	–	0.02%	241
2023 Q3	$246K	Hold	900	–	–	0.02%	241
2023 Q2	$221K	Hold	900	–	–	0.02%	264
2023 Q1	$206K	Hold	900	–	–	0.02%	273
2022 Q4	$216K	Buy	+900	New	+$196K	0.02%	282
2022 Q2	–	Sell	-900	Closed	-$201K	–	329
2022 Q1	$201K	Sell	900 -100	-10%	-$21K	0.02%	286
2021 Q4	$207K	Buy	+1,000	New	+$201K	0.02%	276
2021 Q3	–	Sell	-1,973	Closed	-$429K	–	304
2021 Q2	$429K	Buy	1,973 +4	+0.2%	+$924	0.03%	185
2021 Q1	$457K	Buy	1,969 +4	+0.2%	+$828	0.04%	166
2020 Q4	$358K	Sell	1,965 -444	-18%	-$75.3K	0.03%	190
2020 Q3	$359K	Buy	+2,409	New	+$338K	0.03%	189

Other funds holding CAT

Geode Capital Management Boston, Massachusetts $1.92T AUM 36.1% 1-Year Est. Return

Fisher Asset Management Camas, Washington $348B AUM 26.9% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.32T AUM 44.66% 1-Year Est. Return

Bank of New York Mellon New York $608B AUM 32.77% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $551B AUM 33.95% 1-Year Est. Return

Amundi Paris, France $496B AUM 35.36% 1-Year Est. Return

Nuveen Charlotte, North Carolina $420B AUM 34.97% 1-Year Est. Return

Citigroup New York $308B AUM 40.94% 1-Year Est. Return

Mitsubishi UFJ Asset Management Tokyo, Japan $194B AUM 32.2% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $362B AUM 34.89% 1-Year Est. Return

Shufro Rose & Co's CAT Position: Q3 2026 in Review

Shufro Rose & Co sold out of Caterpillar (CAT) in Q3 2026, closing a stake of 714 shares — an estimated $760K sold.

Shufro Rose & Co first reported a position in CAT in Q3 2020 and held it in 21 quarters. The position peaked at $760K in Q2 2026. 2,599 funds tracked by Wall St. Rank hold CAT as of Q3 2026.

Shufro Rose & Co reported no remaining Caterpillar position as of Q3 2026 after selling out during the quarter.
Shufro Rose & Co sold 714 Caterpillar shares in Q3 2026, an estimated $760K.
Shufro Rose & Co first reported a position in Caterpillar in Q3 2020 and held it in 21 quarters.
Shufro Rose & Co's Caterpillar position peaked at $760K in Q2 2026.
2,599 funds tracked by Wall St. Rank held Caterpillar as of Q3 2026.

Based on Shufro Rose & Co's 13F filing for Q3 2026, filed 10 Nov 2026.