Shufro Rose & Co’s Caterpillar CAT Stock Holding History

Shufro Rose & Co’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$528K	Hold	745	–	–	0.04%	182
2025 Q4	$427K	Sell	745 -60	-7%	-$33.3K	0.03%	193
2025 Q3	$265K	Hold	805	–	–	0.02%	251
2025 Q2	$265K	Hold	805	–	–	0.02%	249
2025 Q1	$265K	Hold	805	–	–	0.02%	253
2024 Q4	$292K	Sell	805 -200	-20%	-$77.6K	0.02%	230
2024 Q3	$335K	Hold	1,005	–	–	0.03%	225
2024 Q2	$335K	Hold	1,005	–	–	0.03%	225
2024 Q1	$368K	Buy	1,005 +105	+12%	+$33.6K	0.03%	210
2023 Q4	$246K	Hold	900	–	–	0.02%	241
2023 Q3	$246K	Hold	900	–	–	0.02%	241
2023 Q2	$221K	Hold	900	–	–	0.02%	264
2023 Q1	$206K	Hold	900	–	–	0.02%	273
2022 Q4	$216K	Buy	+900	New	+$196K	0.02%	282
2022 Q2	–	Sell	-900	Closed	-$201K	–	329
2022 Q1	$201K	Sell	900 -100	-10%	-$21K	0.02%	286
2021 Q4	$207K	Buy	+1,000	New	+$201K	0.02%	276
2021 Q3	–	Sell	-1,973	Closed	-$429K	–	304
2021 Q2	$429K	Buy	1,973 +4	+0.2%	+$924	0.03%	185
2021 Q1	$457K	Buy	1,969 +4	+0.2%	+$828	0.04%	166
2020 Q4	$358K	Sell	1,965 -444	-18%	-$75.3K	0.03%	190
2020 Q3	$359K	Buy	+2,409	New	+$338K	0.03%	189

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Shufro Rose & Co's CAT Position: Q1 2026 in Review

Shufro Rose & Co held its Caterpillar (CAT) position steady in Q1 2026 at 745 shares worth $528K. The position accounts for 0.04% of the portfolio, ranked #182.

Shufro Rose & Co first reported a position in CAT in Q3 2020 and has held it in 20 quarters since. 3,732 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

Shufro Rose & Co held 745 shares of Caterpillar worth $528K as of Q1 2026.
Shufro Rose & Co left its Caterpillar share count unchanged in Q1 2026.
Caterpillar made up 0.04% of Shufro Rose & Co's portfolio in Q1 2026, its #182 holding.
Shufro Rose & Co first reported a position in Caterpillar in Q3 2020 and has held it in 20 quarters since.
3,732 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Shufro Rose & Co's 13F filing for Q1 2026, filed 15 May 2026.