VCM
CAT icon

Vivaldi Capital Management’s Caterpillar CAT Stock Holding History

Vivaldi Capital Management’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$8.89M Sell
12,551
-446
-3% -$309K 1.23% 20
2025
Q4 		$7.45M Sell
12,997
-1,142
-8% -$635K 1.01% 28
2025
Q3 		$6.75M Sell
14,139
-2,359
-14% -$1.01M 0.95% 29
2025
Q2 		$6.4M Sell
16,498
-103
-0.6% -$34.3K 0.96% 30
2025
Q1 		$5.48M Sell
16,601
-735
-4% -$262K 0.88% 34
2024
Q4 		$6.84M Buy
17,336
+16,714
+2,687% +$6.48M 1.05% 31
2024
Q3 		$243K Buy
+622
New +$215K 0.07% 188
2021
Q1 		– Sell
-2,089
Closed -$380K – 363
2020
Q4 		$380K Buy
2,089
+76
+4% +$12.9K 0.08% 160
2020
Q3 		$346K Buy
+2,013
New +$283K 0.08% 175

Other funds holding CAT

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Vivaldi Capital Management's CAT Position: Q1 2026 in Review

Vivaldi Capital Management reduced its Caterpillar (CAT) stake by 3.4% in Q1 2026, selling an estimated $309K and leaving 12,551 shares worth $8.89M. The position accounts for 1.23% of the portfolio, ranked #20.

Vivaldi Capital Management first reported a position in CAT in Q3 2020 and has held it in 9 quarters since. 3,738 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

  • Vivaldi Capital Management held 12,551 shares of Caterpillar worth $8.89M as of Q1 2026.
  • Vivaldi Capital Management sold 446 Caterpillar shares in Q1 2026, an estimated $309K.
  • Caterpillar made up 1.23% of Vivaldi Capital Management's portfolio in Q1 2026, its #20 holding.
  • Vivaldi Capital Management first reported a position in Caterpillar in Q3 2020 and has held it in 9 quarters since.
  • 3,738 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Vivaldi Capital Management's 13F filing for Q1 2026, filed 14 May 2026.