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Caterpillar
CAT

Overview Fund Activity

1,192 hedge funds and large institutions have $44.5B invested in Caterpillar in 2017 Q2 according to their latest regulatory filings, with 115 funds opening new positions, 408 increasing their positions, 457 reducing their positions, and 56 closing their positions.

Holders
1,192
Holders Change
+49
Holders Change %
+4.29%
% of All Funds
29.76%
Holding in Top 10
32
Holding in Top 10 Change
+14
Holding in Top 10 Change %
+77.78%
% of All Funds
0.8%
New
115
Increased
408
Reduced
457
Closed
56
Calls
$1.23B
Puts
$1.88B
Net Calls
-$649M
Net Calls Change
+$83.3M

Top Buyers

1
Primecap Management
1
Primecap Management
California
$1.05B
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$4.43B
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$2.11B
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$197M
5
Jennison Associates
5
Jennison Associates
New York
$117M

Top Sellers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$262M
2
Morgan Stanley
2
Morgan Stanley
New York
$629M
3
Harris Associates
3
Harris Associates
Illinois
$727M
4
Invesco
4
Invesco
Georgia
$828M
5
State Street
5
State Street
Massachusetts
$5.47B
Name Market Value Shares Shares
Change 		Shares
Change %
AAP
1176
Arax Advisory Partners
Colorado
$11K 107 +1 +0.9%
RIA
1177
RPG Investment Advisory
California
$11K 100 +100 New
AIL
1178
AGF Investments LLC
Ontario, Canada
$10K 94 -311 -77%
RFS
1179
Rockefeller Financial Services
New York
$9K 80 – –
FCMT
1180
Founders Capital Management (Texas)
Texas
$9K 80 – –
WAS
1181
Winch Advisory Services
Wisconsin
$9K 87 – –
PCFFS
1182
Pacific Center for Financial Services
California
$7K 65 – –
ANBT
1183
American National Bank & Trust
Texas
$6K 59 – –
LWA
1184
Lowe Wealth Advisors
Maryland
$6K 54 – –
AW
1185
Alpha Windward
Massachusetts
$6K 56 +56 New
PVH
1186
Psagot Value Holdings
Israel
$5K 48 – –
GWA
1187
Guidant Wealth Advisors
Illinois
$4K 42 -88 -68%
SQA
1188
Simon Quick Advisors
New Jersey
$3K 27 – –
CAPTRUST Financial Advisors
1189
CAPTRUST Financial Advisors
North Carolina
$1K 9 +9 New
PFGIA
1190
Patriot Financial Group Insurance Agency
Massachusetts
$1K 13 +13 New
SCP
1191
Syntal Capital Partners
Texas
$317 2,957 +2,957 New
IWM
1192
IHT Wealth Management
Illinois
$4 3,515 +1,101 +46%
Capital Fund Management (CFM)
1193
Capital Fund Management (CFM)
France
– – -681,522 Closed
PI
1194
PGGM Investments
Netherlands
– – -363,574 Closed
UOC
1195
UBS O'Connor
Illinois
– – -174,000 Closed
Arrowstreet Capital
1196
Arrowstreet Capital
Massachusetts
– – -110,600 Closed
MNA
1197
Manning & Napier Advisors
New York
– – -86,261 Closed
Marshall Wace
1198
Marshall Wace
United Kingdom
– – -78,102 Closed
PP
1199
Paloma Partners
Connecticut
– – -77,805 Closed
LM
1200
Luminus Management
Texas
– – -54,034 Closed
46 47
48
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