Rockefeller Financial Services’s Caterpillar CAT Stock Holding History

Rockefeller Financial Services’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	$13K	Hold	80	–	–	﹤0.01%	486
2017 Q3	$10K	Hold	80	–	–	﹤0.01%	502
2017 Q2	$9K	Hold	80	–	–	﹤0.01%	426
2017 Q1	$7K	Hold	80	–	–	﹤0.01%	448
2016 Q4	$7K	Hold	80	–	–	﹤0.01%	475
2016 Q3	$7K	Hold	80	–	–	﹤0.01%	434
2016 Q2	$6K	Hold	80	–	–	﹤0.01%	448
2016 Q1	$6K	Hold	80	–	–	﹤0.01%	553
2015 Q4	$5K	Hold	80	–	–	﹤0.01%	505
2015 Q3	$5K	Hold	80	–	–	﹤0.01%	490
2015 Q2	$7K	Sell	80 -160	-67%	-$13.8K	﹤0.01%	438
2015 Q1	$19K	Sell	240 -50	-17%	-$4.16K	﹤0.01%	462
2014 Q4	$27K	Buy	290 +210	+263%	+$20.4K	﹤0.01%	412
2014 Q3	$8K	Sell	80 -50	-38%	-$5.3K	﹤0.01%	452
2014 Q2	$14K	Sell	130 -28	-18%	-$2.94K	﹤0.01%	501
2014 Q1	$16K	Buy	158 +78	+98%	+$7.36K	﹤0.01%	465
2013 Q4	$7K	Hold	80	–	–	﹤0.01%	463
2013 Q3	$7K	Hold	80	–	–	﹤0.01%	470
2013 Q2	$7K	Buy	+80	New	+$6.8K	﹤0.01%	469

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Rockefeller Financial Services's CAT Position: Q4 2017 in Review

Rockefeller Financial Services held its Caterpillar (CAT) position steady in Q4 2017 at 80 shares worth $13K. The position accounts for ﹤0.01% of the portfolio, ranked #486.

Rockefeller Financial Services first reported a position in CAT in Q2 2013 and has held it in 19 quarters since. The position peaked at $27K in Q4 2014. 1,482 funds tracked by Wall St. Rank hold CAT as of Q4 2017.

Rockefeller Financial Services held 80 shares of Caterpillar worth $13K as of Q4 2017.
Rockefeller Financial Services left its Caterpillar share count unchanged in Q4 2017.
Caterpillar made up ﹤0.01% of Rockefeller Financial Services's portfolio in Q4 2017, its #486 holding.
Rockefeller Financial Services first reported a position in Caterpillar in Q2 2013 and has held it in 19 quarters since.
Rockefeller Financial Services's Caterpillar position peaked at $27K in Q4 2014.
1,482 funds tracked by Wall St. Rank held Caterpillar as of Q4 2017.

Based on Rockefeller Financial Services's 13F filing for Q4 2017, filed 2 Feb 2018.