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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
$2.47B
2
Capital Research Global Investors
Capital Research Global Investors
California
$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
$299M
4
Goldman Sachs
Goldman Sachs
New York
$538M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
$172M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$419M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
$96.7M
4
State Street
State Street
Massachusetts
$6.09B
5
Morgan Stanley
Morgan Stanley
New York
$371M
Name Holding Trade Value Shares
Change 		Shares
Change %
MCM
1176
Mazama Capital Management
Oregon
– -$469K -5,626 Closed
GF
1177
Gerstein Fisher
New York
– -$441K -5,282 Closed
IPRC
1178
Indices-Pac Research Corporation
New Jersey
– -$431K -5,167 Closed
BT
1179
Beacon Trust
New Jersey
– -$380K -4,561 Closed
QC
1180
QCM Cayman
Texas
– -$341K -4,091 Closed
CCM
1181
Covington Capital Management
California
– -$341K -4,085 Closed
DAM
1182
Deltec Asset Management
New York
– -$334K -4,000 Closed
DCM
1183
Dynamic Capital Management
Jersey
– -$309K -3,700 Closed
AIC
1184
Atlantic Investment Company
Georgia
– -$304K -3,640 Closed
PA
1185
Planning Alternatives
Michigan
– -$292K -3,500 Closed
PFC
1186
Phocas Financial Corp
California
– -$289K -3,470 Closed
SAG
1187
Sterne Agee Group
Alabama
– -$281K -3,367 Closed
DIS
1188
Diversified Investment Strategies
Louisiana
– -$275K -3,300 Closed
LCM
1189
Liberty Capital Management
Michigan
– -$258K -3,090 Closed
SOAMC
1190
Spirit of America Management Corp
New York
– -$250K -3,000 Closed
BSWMG
1191
Barrington Strategic Wealth Management Group
Illinois
– -$249K -2,982 Closed
TSBJ
1192
Trevor, Stewart, Burton & Jacobsen
New York
– -$242K -2,900 Closed
CCB
1193
Cutter & Co Brokerage
Missouri
– -$239K -2,863 Closed
AAM
1194
Autus Asset Management
Arizona
– -$238K -2,850 Closed
HCM
1195
Hodges Capital Management
Texas
– -$233K -2,797 Closed
VF
1196
Virtu Financial
New York
– -$229K -2,741 Closed
ISB
1197
Iowa State Bank
Iowa
– -$219K -2,629 Closed
DAM
1198
Doheny Asset Management
California
– -$217K -2,600 Closed
PAMG
1199
Patton Albertson Miller Group
Tennessee
– -$216K -2,592 Closed
HC
1200
HHG & Company
Connecticut
– -$210K -2,500 Closed
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