Dynamic Capital Management’s Caterpillar CAT Stock Holding History

Dynamic Capital Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-7,120	Closed	-$888K	–	243
2017 Q3	$888K	Buy	7,120 +1,831	+35%	+$211K	0.25%	111
2017 Q2	$568K	Buy	+5,289	New	+$537K	0.13%	155
2017 Q1	–	Sell	-82,050	Closed	-$7.61M	–	289
2016 Q4	$7.61M	Buy	82,050 +53,799	+190%	+$4.88M	0.81%	21
2016 Q3	$2.51M	Buy	+28,251	New	+$2.31M	0.32%	99
2015 Q4	–	Sell	-18,066	Closed	-$1.18M	–	359
2015 Q3	$1.18M	Buy	+18,066	New	+$1.38M	0.32%	118
2015 Q2	–	Sell	-12,800	Closed	-$1.02M	–	269
2015 Q1	$1.02M	Sell	12,800 -22,111	-63%	-$1.84M	0.37%	62
2014 Q4	$3.19M	Buy	34,911 +26,762	+328%	+$2.6M	1.68%	8
2014 Q3	$807K	Buy	+8,149	New	+$864K	0.21%	183
2013 Q4	–	Sell	-3,700	Closed	-$309K	–	397
2013 Q3	$309K	Sell	3,700 -100	-3%	-$8.46K	0.07%	354
2013 Q2	$313K	Buy	+3,800	New	+$323K	0.08%	279

Other funds holding CAT

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Dynamic Capital Management's CAT Position: Q4 2017 in Review

Dynamic Capital Management sold out of Caterpillar (CAT) in Q4 2017, closing a stake of 7,120 shares — an estimated $888K sold.

Dynamic Capital Management first reported a position in CAT in Q2 2013 and held it in 10 quarters. The position peaked at $7.61M in Q4 2016. 1,482 funds tracked by Wall St. Rank hold CAT as of Q4 2017.

Dynamic Capital Management reported no remaining Caterpillar position as of Q4 2017 after selling out during the quarter.
Dynamic Capital Management sold 7,120 Caterpillar shares in Q4 2017, an estimated $888K.
Dynamic Capital Management first reported a position in Caterpillar in Q2 2013 and held it in 10 quarters.
Dynamic Capital Management's Caterpillar position peaked at $7.61M in Q4 2016.
1,482 funds tracked by Wall St. Rank held Caterpillar as of Q4 2017.

Based on Dynamic Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.