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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$1.21B
2
Invesco
2
Invesco
Georgia
$404M
3
Fidelity International
3
Fidelity International
Bermuda
$186M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$494M
5
O
5
OppenheimerFunds
New York
$155M

Top Sellers

1
State Street
1
State Street
Massachusetts
$6.16B
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$44.1M
3
MNA
3
Manning & Napier Advisors
New York
$152M
4
Franklin Resources
4
Franklin Resources
California
$473M
5
Capital World Investors
5
Capital World Investors
California
$2.6B
Name Holding Trade Value Shares
Change 		Shares
Change %
DA
1151
Dunvegan Associates
California
$6K +$6K +60 New
BCMIO
1152
Beacon Capital Management Inc (Ohio)
Ohio
$5K +$98 +1 +2%
ACM
1153
Antonetti Capital Management
Florida
$3K -$66K -770 -96%
TFA
1154
Transamerica Financial Advisors
Florida
$3K – – –
DBT
1155
Dubuque Bank & Trust
Iowa
$3K +$3K +33 New
FPCG
1156
Fort Pitt Capital Group
Pennsylvania
$1.02K -$102 -1 -9%
WF
1157
WealthTrust Fairport
Ohio
$1K +$1K +9 New
CAW
1158
Cornerstone Advisors (Washington)
Washington
$1K +$1K +11 New
BRA
1159
Bender Robert & Associates
California
$219 +$219 +2,204 New
IAM
1160
Impala Asset Management
Florida
– -$22.4M -246,288 Closed
PP
1161
Paloma Partners
Connecticut
– -$14.6M -161,013 Closed
ELC
1162
Edgar Lomax Company
Virginia
– -$12.4M -136,600 Closed
ZDA
1163
Zweig-DiMenna Associates
New York
– -$11.4M -125,000 Closed
MSU
1164
Mizuho Securities USA
New York
– -$10.2M -112,454 Closed
ADEF
1165
Adams Diversified Equity Fund
Maryland
– -$9.26M -102,000 Closed
EMR
1166
Errol M. Rudman
– -$6.18M -68,100 Closed
WAM
1167
Wolverine Asset Management
Illinois
– -$5.82M -64,126 Closed
AF
1168
Ally Financial
Michigan
– -$5.45M -60,000 Closed
KKRC
1169
Kohlberg Kravis Roberts & Co
New York
– -$5.36M -59,000 Closed
ST
1170
Spot Trading
Illinois
– -$4.06M -44,678 Closed
BCM
1171
BBT Capital Management
Texas
– -$3.57M -39,283 Closed
PCM
1172
Palouse Capital Management
Washington
– -$3.21M -35,398 Closed
VAM
1173
Visium Asset Management
New York
– -$2.79M -30,731 Closed
HT
1174
HAP Trading
New York
– -$2.79M -30,723 Closed
LI
1175
Longer Investments
Arkansas
– -$2.61M -28,715 Closed
45 46
47
48 49