BBT Capital Management’s Caterpillar CAT Stock Holding History

BBT Capital Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-7,766	Closed	-$508K	–	112
2015 Q3	$508K	Buy	7,766 +596	+8%	+$45.6K	0.05%	129
2015 Q2	$608K	Buy	+7,170	New	+$617K	0.06%	146
2015 Q1	–	Sell	-35,814	Closed	-$3.28M	–	164
2014 Q4	$3.28M	Buy	+35,814	New	+$3.49M	0.27%	83
2014 Q1	–	Sell	-39,283	Closed	-$3.57M	–	271
2013 Q4	$3.57M	Buy	39,283 +15,681	+66%	+$1.34M	0.16%	149
2013 Q3	$1.97M	Buy	+23,602	New	+$2M	0.1%	198

Other funds holding CAT

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

BBT Capital Management's CAT Position: Q4 2015 in Review

BBT Capital Management sold out of Caterpillar (CAT) in Q4 2015, closing a stake of 7,766 shares — an estimated $508K sold.

BBT Capital Management first reported a position in CAT in Q3 2013 and held it in 5 quarters. The position peaked at $3.57M in Q4 2013. 1,067 funds tracked by Wall St. Rank hold CAT as of Q4 2015.

BBT Capital Management reported no remaining Caterpillar position as of Q4 2015 after selling out during the quarter.
BBT Capital Management sold 7,766 Caterpillar shares in Q4 2015, an estimated $508K.
BBT Capital Management first reported a position in Caterpillar in Q3 2013 and held it in 5 quarters.
BBT Capital Management's Caterpillar position peaked at $3.57M in Q4 2013.
1,067 funds tracked by Wall St. Rank held Caterpillar as of Q4 2015.

Based on BBT Capital Management's 13F filing for Q4 2015, filed 10 Feb 2016.