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Caterpillar
CAT

Overview Fund Activity

1,192 hedge funds and large institutions have $44.5B invested in Caterpillar in 2017 Q2 according to their latest regulatory filings, with 115 funds opening new positions, 408 increasing their positions, 457 reducing their positions, and 56 closing their positions.

Holders
1,192
Holders Change
+49
Holders Change %
+4.29%
% of All Funds
29.76%
Holding in Top 10
32
Holding in Top 10 Change
+14
Holding in Top 10 Change %
+77.78%
% of All Funds
0.8%
New
115
Increased
408
Reduced
457
Closed
56
Calls
$1.23B
Puts
$1.88B
Net Calls
-$649M
Net Calls Change
+$83.3M

Top Buyers

1
Primecap Management
1
Primecap Management
California
$1.05B
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$4.43B
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$2.11B
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$197M
5
Jennison Associates
5
Jennison Associates
New York
$117M

Top Sellers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$262M
2
Morgan Stanley
2
Morgan Stanley
New York
$629M
3
Harris Associates
3
Harris Associates
Illinois
$727M
4
Invesco
4
Invesco
Georgia
$828M
5
State Street
5
State Street
Massachusetts
$5.47B
Name Market Value Shares Shares
Change 		Shares
Change %
EWM
1101
Endurance Wealth Management
Rhode Island
$83K 770 +95 +14%
EFSCE
1102
Enterprise Financial Services Corp (EFSC)
Missouri
$82K 761 -308 -29%
PG
1103
Patten Group
Tennessee
$81K 705 +4 +0.6%
TJHA
1104
Thomas J. Herzfeld Advisors
Florida
$76K 708 +5 +0.7%
DOA
1105
D'Orazio & Associates
Virginia
$76K 710 +10 +1%
GI
1106
Gradient Investments
Minnesota
$74K 685 -108 -14%
BWP
1107
Baldwin Wealth Partners
Massachusetts
$74K 687 +87 +15%
JFGIW
1108
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$71K 664 – –
ABA
1109
American Beacon Advisors
Texas
$71K 663 – –
VCM
1110
Vigilant Capital Management
Maine
$70K 650 – –
EAM
1111
Exane Asset Management
France
$69.2K 644 +644 New
IUHSA
1112
Itau Unibanco Holding S.A.
Brazil
$67K 627 +627 New
OFW
1113
Omnia Family Wealth
Florida
$65K 605 -76 -11%
GEA
1114
Glen Eagle Advisors
New Jersey
$64.1K 596 – –
ST
1115
Sageworth Trust
Pennsylvania
$64K 595 +95 +19%
PCTC
1116
Perkins Coie Trust Company
Washington
$64K 600 +600 New
RFM
1117
Royal Fund Management
Florida
$63K 588 +7 +1%
LWM
1118
Lenox Wealth Management
Ohio
$62K 573 -244 -30%
AIM
1119
Anchor Investment Management
South Carolina
$61.8K 575 – –
NCM
1120
Nelson Capital Management
California
$61K 566 – –
TCM
1121
Tradewinds Capital Management
Washington
$56K 519 -12 -2%
CPA
1122
Cowen Prime Advisors
New York
$54K 500 – –
SSB
1123
Sandy Spring Bank
Maryland
$54K 506 +250 +98%
SIM
1124
Sonora Investment Management
Arizona
$53.7K 500 – –
BWA
1125
BDO Wealth Advisors
Florida
$51K 475 +475 New
43 44
45
46 47