Cowen Prime Advisors’s Caterpillar CAT Stock Holding History

Cowen Prime Advisors’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-500	Closed	-$74K	–	212
2018 Q1	$74K	Hold	500	–	–	0.04%	128
2017 Q4	$79K	Hold	500	–	–	0.04%	126
2017 Q3	$62K	Hold	500	–	–	0.03%	124
2017 Q2	$54K	Hold	500	–	–	0.02%	132
2017 Q1	$46K	Sell	500 -100	-17%	-$9.47K	0.02%	137
2016 Q4	$56K	Hold	600	–	–	0.03%	128
2016 Q3	$53K	Hold	600	–	–	0.02%	162
2016 Q2	$45K	Sell	600 -200	-25%	-$15K	0.02%	149
2016 Q1	$61K	Hold	800	–	–	0.03%	140
2015 Q4	$54K	Hold	800	–	–	0.02%	143
2015 Q3	$52K	Sell	800 -600	-43%	-$45.9K	0.02%	153
2015 Q2	$119K	Hold	1,400	–	–	0.05%	125
2015 Q1	$112K	Hold	1,400	–	–	0.05%	144
2014 Q4	$128K	Hold	1,400	–	–	0.05%	140
2014 Q3	$139K	Hold	1,400	–	–	0.06%	132
2014 Q2	$152K	Hold	1,400	–	–	0.06%	115
2014 Q1	$139K	Hold	1,400	–	–	0.05%	122
2013 Q4	$127K	Hold	1,400	–	–	0.05%	128
2013 Q3	$117K	Hold	1,400	–	–	0.05%	147
2013 Q2	$116K	Buy	+1,400	New	+$119K	0.05%	138

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Primecap Management Pasadena, California $169B AUM 114.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Cowen Prime Advisors's CAT Position: Q2 2018 in Review

Cowen Prime Advisors sold out of Caterpillar (CAT) in Q2 2018, closing a stake of 500 shares — an estimated $74K sold.

Cowen Prime Advisors first reported a position in CAT in Q2 2013 and held it in 20 quarters. The position peaked at $152K in Q2 2014. 1,513 funds tracked by Wall St. Rank hold CAT as of Q2 2018.

Cowen Prime Advisors reported no remaining Caterpillar position as of Q2 2018 after selling out during the quarter.
Cowen Prime Advisors sold 500 Caterpillar shares in Q2 2018, an estimated $74K.
Cowen Prime Advisors first reported a position in Caterpillar in Q2 2013 and held it in 20 quarters.
Cowen Prime Advisors's Caterpillar position peaked at $152K in Q2 2014.
1,513 funds tracked by Wall St. Rank held Caterpillar as of Q2 2018.

Based on Cowen Prime Advisors's 13F filing for Q2 2018, filed 9 Aug 2018.