CAT icon

Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
PR
1101
Payden & Rygel
California
– -$8.76M -115,500 Closed
N
1102
Natixis
France
– -$7.78M -102,593 Closed
HIM
1103
Hanlon Investment Management
New Jersey
– -$5.07M -66,864 Closed
Boston Partners
1104
Boston Partners
Massachusetts
– -$4.36M -57,445 Closed
SGCA
1105
Steel Grove Capital Advisors
Tennessee
– -$4.17M -54,972 Closed
MWM
1106
Mission Wealth Management
California
– -$52K -40,000 Closed
Northwestern Mutual Wealth Management
1107
Northwestern Mutual Wealth Management
Wisconsin
– -$2.33M -30,724 Closed
ACA
1108
Anchor Capital Advisors
Massachusetts
– -$2.27M -29,880 Closed
FP
1109
FDO Partners
Massachusetts
– -$2.02M -26,660 Closed
ECM
1110
Element Capital Management
New York
– -$1.83M -24,069 Closed
BCM
1111
Bluefin Capital Management
New York
– -$1.59M -20,994 Closed
GL
1112
GLG LLC
New York
– -$1.55M -20,379 Closed
EA
1113
Euclid Advisors
Connecticut
– -$1.47M -19,350 Closed
CT
1114
Chicago Trust
Illinois
– -$1.36M -17,879 Closed
SSA
1115
Schonfeld Strategic Advisors
New York
– -$864K -11,402 Closed
Twin Tree Management
1116
Twin Tree Management
Texas
– -$839K -11,070 Closed
VF
1117
Virtu Financial
New York
– -$696K -9,185 Closed
BCM
1118
BlueCrest Capital Management
Jersey
– -$527K -6,950 Closed
GP
1119
GLG Partners
United Kingdom
– -$523K -6,900 Closed
FTI
1120
Fiduciary Trust International
Massachusetts
– -$512K -6,750 Closed
JIM
1121
Jensen Investment Management
Oregon
– -$432K -5,700 Closed
KA
1122
Kovack Advisors
Florida
– -$363K -4,786 Closed
Verition Fund Management
1123
Verition Fund Management
Connecticut
– -$340K -4,486 Closed
MFIMFI
1124
Mesirow Financial Investment Management - Fixed Income
Illinois
– -$328K -4,337 Closed
BA
1125
Bridgewater Associates
Connecticut
– -$280K -3,700 Closed
42 43 44
45
46