Kovack Advisors’s Caterpillar CAT Stock Holding History

Kovack Advisors’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$8.53M	Buy	8,311 +634	+8%	+$557K	0.41%	44
2026 Q1	$5.53M	Buy	7,677 +689	+10%	+$477K	0.3%	68
2025 Q4	$4M	Buy	6,988 +2,776	+66%	+$1.54M	0.19%	102
2025 Q3	$2.01M	Sell	4,212 -347	-8%	-$148K	0.19%	99
2025 Q2	$1.77M	Buy	4,559 +44	+1%	+$14.7K	0.17%	114
2025 Q1	$1.49M	Sell	4,515 -779	-15%	-$277K	0.16%	122
2024 Q4	$1.92M	Sell	5,294 -705	-12%	-$273K	0.19%	93
2024 Q3	$2.35M	Buy	5,999 +39	+0.7%	+$13.5K	0.25%	83
2024 Q2	$1.99M	Buy	5,960 +689	+13%	+$239K	0.22%	101
2024 Q1	$1.93M	Buy	5,271 +89	+2%	+$28.4K	0.23%	93
2023 Q4	$1.53M	Sell	5,182 -118	-2%	-$30.6K	0.18%	118
2023 Q3	$1.45M	Buy	5,300 +848	+19%	+$230K	0.2%	110
2023 Q2	$1.1M	Sell	4,452 -88	-2%	-$19.6K	0.14%	147
2023 Q1	$1.04M	Buy	4,540 +215	+5%	+$52K	0.14%	149
2022 Q4	$1.04M	Sell	4,325 -556	-11%	-$121K	0.15%	143
2022 Q3	$801K	Buy	4,881 +32	+0.7%	+$5.85K	0.12%	186
2022 Q2	$867K	Sell	4,849 -815	-14%	-$172K	0.11%	192
2022 Q1	$1.26M	Buy	5,664 +751	+15%	+$158K	0.13%	165
2021 Q4	$1.02M	Sell	4,913 -288	-6%	-$58K	0.1%	218
2021 Q3	$998K	Buy	5,201 +298	+6%	+$62.1K	0.11%	216
2021 Q2	$1.07M	Sell	4,903 -662	-12%	-$153K	0.12%	193
2021 Q1	$1.29M	Buy	5,565 +1,338	+32%	+$277K	0.17%	151
2020 Q4	$769K	Buy	4,227 +1,032	+32%	+$175K	0.11%	201
2020 Q3	$477K	Buy	3,195 +275	+9%	+$38.6K	0.08%	231
2020 Q2	$369K	Sell	2,920 -1,693	-37%	-$201K	0.07%	275
2020 Q1	$535K	Sell	4,613 -732	-14%	-$93.5K	0.12%	183
2019 Q4	$789K	Sell	5,345 -101	-2%	-$14.1K	0.14%	172
2019 Q3	$688K	Sell	5,446 -172	-3%	-$21.9K	0.14%	170
2019 Q2	$766K	Sell	5,618 -79	-1%	-$10.4K	0.18%	137
2019 Q1	$772K	Buy	5,697 +160	+3%	+$21.3K	0.19%	131
2018 Q4	$704K	Buy	5,537 +1,283	+30%	+$167K	0.21%	121
2018 Q3	$649K	Sell	4,254 -839	-16%	-$119K	0.17%	155
2018 Q2	$691K	Sell	5,093 -3,116	-38%	-$466K	0.19%	134
2018 Q1	$1.21M	Buy	8,209 +2,809	+52%	+$444K	0.3%	74
2017 Q4	$851K	Buy	5,400 +1,432	+36%	+$199K	0.22%	116
2017 Q3	$495K	Sell	3,968 -350	-8%	-$40.3K	0.16%	151
2017 Q2	$464K	Buy	4,318 +1,982	+85%	+$201K	0.15%	166
2017 Q1	$217K	Sell	2,336 -483	-17%	-$45.7K	0.08%	255
2016 Q4	$261K	Buy	+2,819	New	+$255K	0.12%	180
2016 Q3	–	Sell	-4,786	Closed	-$392K	–	274
2016 Q2	$363K	Sell	4,786 -1,233	-20%	-$92.4K	0.19%	123
2016 Q1	$461K	Buy	6,019 +1,561	+35%	+$105K	0.29%	96
2015 Q4	$303K	Buy	4,458 +444	+11%	+$31K	0.2%	136
2015 Q3	$262K	Buy	4,014 +1,651	+70%	+$126K	0.18%	147
2015 Q2	$200K	Buy	+2,363	New	+$203K	0.14%	183

Other funds holding CAT

New York State Common Retirement Fund Albany, New York $79.3B AUM 43.63% 1-Year Est. Return

ECSS

Eurizon Capital SGR SpA Milan $37.3B AUM

New York State Teachers Retirement System (NYSTRS) Albany, New York $54.2B AUM 43.77% 1-Year Est. Return

Asset Management One Tokyo, Japan $39B AUM 37.51% 1-Year Est. Return

SMDAM

Sumitomo Mitsui DS Asset Management Tokyo, Japan $14.5B AUM 37.68% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

AIM

Alphinity Investment Management Sydney, Australia $6.01B AUM 37.17% 1-Year Est. Return

KeyBank National Association Cleveland, Ohio $30.4B AUM 27.51% 1-Year Est. Return

Retirement Systems of Alabama Montgomery, Alabama $33.2B AUM 38.15% 1-Year Est. Return

ATO

Alecta Tjanstepension Omsesidigt Stockholm, Sweden $23.8B AUM 34.25% 1-Year Est. Return

Kovack Advisors's CAT Position: Q2 2026 in Review

Kovack Advisors increased its Caterpillar (CAT) stake by 8.3% in Q2 2026, buying an estimated $557K and bringing the position to 8,311 shares worth $8.53M. The position accounts for 0.41% of the portfolio, ranked #44.

Kovack Advisors first reported a position in CAT in Q2 2015 and has held it in 44 quarters since. 1,773 funds tracked by Wall St. Rank hold CAT as of Q2 2026.

Kovack Advisors held 8,311 shares of Caterpillar worth $8.53M as of Q2 2026.
Kovack Advisors bought 634 Caterpillar shares in Q2 2026, an estimated $557K.
Caterpillar made up 0.41% of Kovack Advisors's portfolio in Q2 2026, its #44 holding.
Kovack Advisors first reported a position in Caterpillar in Q2 2015 and has held it in 44 quarters since.
1,773 funds tracked by Wall St. Rank held Caterpillar as of Q2 2026.

Based on Kovack Advisors's 13F filing for Q2 2026, filed 29 Jul 2026.