CAT icon

Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
Harris Associates
Illinois
+$565M
2
Franklin Resources
Franklin Resources
California
+$256M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$181M
4
Capital World Investors
Capital World Investors
California
+$119M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$95M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$342M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$283M
3
EVM
Eaton Vance Management
Massachusetts
-$209M
4
HCM
Herndon Capital Management
Georgia
-$135M
5
Morgan Stanley
Morgan Stanley
New York
-$122M
Name Holding Trade Value Shares
Change 		Shares
Change %
MFBTD
1101
MB Financial Bank - Trust Department
Illinois
$6K -$3.52K -44 -37%
CAW
1102
Cornerstone Advisors (Washington)
Washington
$5K -$2.07K -24 -29%
DA
1103
Dunvegan Associates
California
$5K – – –
RCG
1104
Ruggie Capital Group
Florida
$5K +$5K +60 New
TFA
1105
Transamerica Financial Advisors
Florida
$4K -$91.9K -1,011 -96%
PVH
1106
Psagot Value Holdings
Israel
$4K – – –
WAS
1107
Winch Advisory Services
Wisconsin
$4K +$4K +55 New
AH
1108
Achievement Holdings
Illinois
$3.64K +$3.64K +45,500 New
DBT
1109
Dubuque Bank & Trust
Iowa
$3K – – –
WA
1110
WBH Advisory
Maryland
$1.34K -$66 -826 -5%
WG
1111
Welch Group
Alabama
$697 -$24 -296 -3%
AT
1112
Arden Trust
Delaware
$681 +$186 +2,321 +38%
VC
1113
Vicus Capital
Pennsylvania
$321 +$3 +35 +0.9%
HCM
1114
Herndon Capital Management
Georgia
– -$135M -1,476,989 Closed
SBAM
1115
Santa Barbara Asset Management
California
– -$81.7M -892,415 Closed
SCM
1116
Stevens Capital Management
Pennsylvania
– -$44.4M -484,810 Closed
TCSAM
1117
Tyrus Capital S.A.M.
Monaco
– -$38.4M -420,000 Closed
M2MC
1118
Matthew 25 Management Corp
Pennsylvania
– -$35.7M -390,500 Closed
HCM
1119
Highbridge Capital Management
New York
– -$33M -360,469 Closed
Marshall Wace
1120
Marshall Wace
United Kingdom
– -$30.6M -334,648 Closed
CAM
1121
ClariVest Asset Management
California
– -$26.9M -293,850 Closed
Parallax Volatility Advisers
1122
Parallax Volatility Advisers
California
– -$19.7M -215,009 Closed
RC
1123
Randolph Company
Ohio
– -$16.6M -181,325 Closed
CEP
1124
Chicago Equity Partners
Illinois
– -$15.9M -174,210 Closed
Arrowstreet Capital
1125
Arrowstreet Capital
Massachusetts
– -$14M -153,227 Closed
43 44
45
46 47