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Caterpillar
CAT

Overview Fund Activity

1,065 hedge funds and large institutions have $28.2B invested in Caterpillar in 2015 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 308 increasing their positions, 515 reducing their positions, and 87 closing their positions.

Holders
1,065
Holders Change
+8
Holders Change %
+0.76%
% of All Funds
27.97%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
107
Increased
308
Reduced
515
Closed
87
Calls
$746M
Puts
$1.8B
Net Calls
-$1.05B
Net Calls Change
-$251M

Top Buyers

1
ACM
1
Americafirst Capital Management
California
$420M
2
Capital Research Global Investors
2
Capital Research Global Investors
California
$1.04B
3
AIG
3
American International Group
New York
$347M
4
Invesco
4
Invesco
Georgia
$587M
5
Capital International Investors
5
Capital International Investors
California
$134M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.52B
2
American Century Companies
2
American Century Companies
Missouri
$17.7M
3
SG Americas Securities
3
SG Americas Securities
New York
$16.1M
4
Bank of America
4
Bank of America
North Carolina
$313M
5
Northern Trust
5
Northern Trust
Illinois
$466M
Name Market Value Shares Shares
Change 		Shares
Change %
HMC
1076
Harvard Management Company
Massachusetts
– – -60,100 Closed
Nomura Holdings
1077
Nomura Holdings
Japan
– – -52,321 Closed
ID
1078
Integral Derivatives
New York
– – -41,170 Closed
MSU
1079
Maple Securities USA
New Jersey
– – -36,856 Closed
Twin Tree Management
1080
Twin Tree Management
Texas
– – -35,790 Closed
QT
1081
Quantbot Technologies
New York
– – -35,059 Closed
CCMINC
1082
Cardinal Capital Management Inc (North Carolina)
North Carolina
– – -34,743 Closed
CIP
1083
Convergence Investment Partners
Florida
– – -34,705 Closed
MTIM
1084
Marathon Trading Investment Management
Pennsylvania
– – -30,424 Closed
AAM
1085
AR Asset Management
California
– – -30,200 Closed
MM
1086
Meridian Management
Arkansas
– – -23,697 Closed
KCMRT
1087
Kemper Corp Master Retirement Trust
Illinois
– – -20,200 Closed
TH
1088
Timber Hill
Connecticut
– – -18,827 Closed
DCM
1089
Dynamic Capital Management
Jersey
– – -18,066 Closed
SFP
1090
Santa Fe Partners
New Mexico
– – -17,770 Closed
PWP
1091
Private Wealth Partners
California
– – -16,976 Closed
VWM
1092
Valley Wealth Managers
New Jersey
– – -14,700 Closed
FCBT
1093
First Citizens Bank & Trust
North Carolina
– – -14,145 Closed
RC
1094
RBF Capital
California
– – -13,000 Closed
NG
1095
NatWest Group
United Kingdom
– – -12,702 Closed
CRIG
1096
Charter Research & Investment Group
Connecticut
– – -11,985 Closed
DIA
1097
Dean Investment Associates
Ohio
– – -11,002 Closed
JIM
1098
Jupiter Investment Management
United Kingdom
– – -10,500 Closed
LAM
1099
Lingohr Asset Management
Germany
– – -10,200 Closed
CG
1100
Clinton Group
New York
– – -8,338 Closed
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