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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
TBNY
1076
Trustco Bank (New York)
New York
$205K – – –
SCA
1077
Salient Capital Advisors
Texas
$203K +$203K +2,216 New
PFBT
1078
Parkside Financial Bank & Trust
Missouri
$202K -$9.46K -103 -4%
NG
1079
Northstar Group
New York
$202K +$202K +2,204 New
DAM
1080
Doheny Asset Management
California
$201K – – –
NPIT
1081
National Penn Investors Trust
Pennsylvania
$201K – – –
PCM
1082
Prelude Capital Management
New York
$201K – – –
HC
1083
HHG & Company
Connecticut
$201K +$201K +2,195 New
BCM
1084
Bienville Capital Management
New York
$201K +$201K +2,200 New
SIA
1085
Stancorp Investment Advisers
Oregon
$198K +$198K +2,168 New
JWM
1086
Jacobus Wealth Management
Wisconsin
$194K – – –
MCM
1087
MV Capital Management
Maryland
$193K +$193K +2,113 New
W
1088
Wealthfront
California
$191K -$86.8K -946 -31%
VFA
1089
Virtus Fund Advisers
Connecticut
$187K – – –
NYLT
1090
New York Life Trust
New York
$183K +$9.9K +108 +6%
SAMC
1091
Shinko Asset Management Company
Japan
$181K -$27.5K -300 -13%
Royal London Asset Management
1092
Royal London Asset Management
United Kingdom
$180K +$37.8K +40,813 +27%
TDC
1093
Thompson Davis & Co
Virginia
$178K +$20.8K +227 +13%
JFA
1094
JNBA Financial Advisors
Minnesota
$166K – – –
LWCFA
1095
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$161K +$67.9K +744 +73%
Capstone Investment Advisors
1096
Capstone Investment Advisors
New York
$161K +$161K +1,764 New
FWM
1097
Focused Wealth Management
New York
$155K -$8.7K -95 -5%
Manulife (Manufacturers Life Insurance)
1098
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$155K +$23.7K +259,086 +18%
MIC
1099
MU Investments Company
Japan
$151K – – –
AIM
1100
Advantage Investment Management
Iowa
$145K +$145K +1,581 New
42 43
44
45 46