Focused Wealth Management’s Caterpillar CAT Stock Holding History

Focused Wealth Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$6.85M	Sell	6,432 -1,086	-14%	-$954K	0.6%	27
2026 Q1	$5.33M	Sell	7,518 -783	-9%	-$542K	0.55%	30
2025 Q4	$4.76M	Sell	8,301 -4	-0%	-$2.22K	0.5%	33
2025 Q3	$3.96M	Buy	8,305 +172	+2%	+$73.4K	0.42%	38
2025 Q2	$3.16M	Buy	8,133 +171	+2%	+$57K	0.38%	36
2025 Q1	$2.63M	Buy	7,962 +224	+3%	+$79.8K	0.36%	37
2024 Q4	$2.81M	Buy	7,738 +70	+0.9%	+$27.1K	0.38%	33
2024 Q3	$3M	Buy	7,668 +44	+0.6%	+$15.2K	0.39%	39
2024 Q2	$2.54M	Buy	7,624 +52	+0.7%	+$18K	0.36%	36
2024 Q1	$2.77M	Buy	7,572 +160	+2%	+$51.1K	0.43%	37
2023 Q4	$2.19M	Buy	7,412 +1	+0%	+$259	0.36%	39
2023 Q3	$2.02M	Sell	7,411 -19	-0.3%	-$5.15K	0.36%	36
2023 Q2	$1.83M	Sell	7,430 -44	-0.6%	-$9.81K	0.33%	39
2023 Q1	$1.71M	Sell	7,474 -60	-0.8%	-$14.5K	0.35%	38
2022 Q4	$1.8M	Buy	7,534 +99	+1%	+$21.6K	0.37%	41
2022 Q3	$1.22M	Buy	7,435 +42	+0.6%	+$7.67K	0.26%	45
2022 Q2	$1.32M	Sell	7,393 -995	-12%	-$210K	0.24%	52
2022 Q1	$1.87M	Sell	8,388 -694	-8%	-$146K	0.3%	42
2021 Q4	$1.88M	Sell	9,082 -83	-0.9%	-$16.7K	0.29%	38
2021 Q3	$1.76M	Sell	9,165 -67	-0.7%	-$14K	0.29%	39
2021 Q2	$2.01M	Buy	9,232 +27	+0.3%	+$6.24K	0.33%	39
2021 Q1	$2.13M	Buy	9,205 +580	+7%	+$120K	0.38%	36
2020 Q4	$1.57M	Sell	8,625 -402	-4%	-$68.2K	0.31%	38
2020 Q3	$1.35M	Sell	9,027 -184	-2%	-$25.8K	0.29%	43
2020 Q2	$1.17M	Sell	9,211 -67	-0.7%	-$7.94K	0.27%	48
2020 Q1	$1.08M	Sell	9,278 -658	-7%	-$84K	0.31%	42
2019 Q4	$1.47M	Sell	9,936 -949	-9%	-$132K	0.35%	43
2019 Q3	$1.38M	Sell	10,885 -3,519	-24%	-$447K	0.38%	41
2019 Q2	$1.96M	Sell	14,404 -3,669	-20%	-$485K	0.52%	34
2019 Q1	$2.45M	Sell	18,073 -556	-3%	-$73.9K	0.74%	25
2018 Q4	$2.37M	Buy	18,629 +8,027	+76%	+$1.04M	0.81%	22
2018 Q3	$1.62M	Buy	10,602 +3,603	+51%	+$510K	0.55%	37
2018 Q2	$950K	Sell	6,999 -129	-2%	-$19.3K	0.33%	53
2018 Q1	$1.05M	Buy	7,128 +10	+0.1%	+$1.58K	0.34%	48
2017 Q4	$1.12M	Sell	7,118 -950	-12%	-$132K	0.36%	45
2017 Q3	$1.01M	Buy	8,068 +321	+4%	+$37K	0.34%	52
2017 Q2	$832K	Sell	7,747 -9	-0.1%	-$914	0.31%	52
2017 Q1	$719K	Sell	7,756 -122	-2%	-$11.5K	0.28%	58
2016 Q4	$731K	Buy	7,878 +125	+2%	+$11.3K	0.31%	48
2016 Q3	$688K	Buy	7,753 +60	+0.8%	+$4.91K	0.3%	48
2016 Q2	$583K	Sell	7,693 -334	-4%	-$25K	0.27%	57
2016 Q1	$614K	Buy	8,027 +5,238	+188%	+$351K	0.34%	50
2015 Q4	$190K	Buy	2,789 +894	+47%	+$62.5K	0.11%	112
2015 Q3	$124K	Buy	1,895 +184	+11%	+$14.1K	0.08%	126
2015 Q2	$145K	Sell	1,711 -50	-3%	-$4.3K	0.09%	107
2015 Q1	$141K	Buy	1,761 +69	+4%	+$5.73K	0.09%	117
2014 Q4	$155K	Sell	1,692 -95	-5%	-$9.25K	0.11%	104
2014 Q3	$177K	Sell	1,787 -204	-10%	-$21.6K	0.14%	100
2014 Q2	$216K	Sell	1,991 -4	-0.2%	-$420	0.17%	82
2014 Q1	$198K	Sell	1,995 -366	-16%	-$34.5K	0.17%	84
2013 Q4	$214K	Buy	2,361 +116	+5%	+$9.9K	0.18%	87
2013 Q3	$187K	Buy	+2,245	New	+$190K	0.18%	86

Other funds holding CAT

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Focused Wealth Management's CAT Position: Q2 2026 in Review

Focused Wealth Management reduced its Caterpillar (CAT) stake by 14% in Q2 2026, selling an estimated $954K and leaving 6,432 shares worth $6.85M. The position accounts for 0.6% of the portfolio, ranked #27.

Focused Wealth Management first reported a position in CAT in Q3 2013 and has held it in 52 quarters since. 4,028 funds tracked by Wall St. Rank hold CAT as of Q2 2026.

Focused Wealth Management held 6,432 shares of Caterpillar worth $6.85M as of Q2 2026.
Focused Wealth Management sold 1,086 Caterpillar shares in Q2 2026, an estimated $954K.
Caterpillar made up 0.6% of Focused Wealth Management's portfolio in Q2 2026, its #27 holding.
Focused Wealth Management first reported a position in Caterpillar in Q3 2013 and has held it in 52 quarters since.
4,028 funds tracked by Wall St. Rank held Caterpillar as of Q2 2026.

Based on Focused Wealth Management's 13F filing for Q2 2026, filed 7 Aug 2026.