Focused Wealth Management’s Caterpillar CAT Stock Holding History

Focused Wealth Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-3,400	Closed	-$9K	–	1003
2021 Q2	$9K	Buy	+3,400	New	+$785K	﹤0.01%	625
2018 Q4	–	Sell	-14,000	Closed	-$36K	–	690
2018 Q3	$36K	Buy	+14,000	New	+$1.98M	0.01%	318
2018 Q2	–	Sell	-7,000	Closed	-$14K	–	674
2018 Q1	$14K	Buy	+7,000	New	+$1.11M	﹤0.01%	429

Other funds holding CAT

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Focused Wealth Management's CAT Position: Q1 2026 in Review

Focused Wealth Management reduced its Caterpillar (CAT) stake by 9.4% in Q1 2026, selling an estimated $542K and leaving 7,518 shares worth $5.33M. The position accounts for 0.55% of the portfolio, ranked #30.

Focused Wealth Management first reported a position in CAT in Q3 2013 and has held it in 51 quarters since. 3,734 funds tracked by Wall St. Rank hold CAT as of Q1 2026.

Focused Wealth Management held 7,518 shares of Caterpillar worth $5.33M as of Q1 2026.
Focused Wealth Management sold 783 Caterpillar shares in Q1 2026, an estimated $542K.
Caterpillar made up 0.55% of Focused Wealth Management's portfolio in Q1 2026, its #30 holding.
Focused Wealth Management first reported a position in Caterpillar in Q3 2013 and has held it in 51 quarters since.
3,734 funds tracked by Wall St. Rank held Caterpillar as of Q1 2026.

Based on Focused Wealth Management's 13F filing for Q1 2026, filed 20 Apr 2026.