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Caterpillar
CAT

Overview Fund Activity

1,083 hedge funds and large institutions have $30.6B invested in Caterpillar in 2016 Q1 according to their latest regulatory filings, with 102 funds opening new positions, 414 increasing their positions, 410 reducing their positions, and 69 closing their positions.

Holders
1,083
Holders Change
+18
Holders Change %
+1.69%
% of All Funds
28.9%
Holding in Top 10
17
Holding in Top 10 Change
+10
Holding in Top 10 Change %
+142.86%
% of All Funds
0.45%
New
102
Increased
414
Reduced
410
Closed
69
Calls
$1.02B
Puts
$1.65B
Net Calls
-$621M
Net Calls Change
+$433M

Top Buyers

1
BFA
1
BlackRock Fund Advisors
California
$752M
2
Invesco
2
Invesco
Georgia
$776M
3
Norges Bank
3
Norges Bank
Norway
$289M
4
Capital Research Global Investors
4
Capital Research Global Investors
California
$1.25B
5
Los Angeles Capital Management
5
Los Angeles Capital Management
California
$43.7M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$1.2B
2
ACM
2
Americafirst Capital Management
California
$0
3
LSV Asset Management
3
LSV Asset Management
Illinois
$6.27M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$2.65B
5
Harris Associates
5
Harris Associates
Illinois
$1.16B
Name Market Value Shares Shares
Change 		Shares
Change %
GAM
1051
Gemmer Asset Management
California
$13K 182 +1 +0.6%
GXMC
1052
Global X Management Company
New York
$13K 168 +152 +950%
AA
1053
Apriem Advisors
California
$12K 157 – –
WA
1054
Winfield Associates
Ohio
$12K 160 +160 New
MCA
1055
Mercer Capital Advisers
New Jersey
$11K 150 – –
FMP
1056
Financial Management Professionals
Texas
$11K 150 – –
ACM
1057
Armbruster Capital Management
New York
$11K 150 – –
TSU
1058
TD Securities (USA)
New York
$10K 131 – –
GWS
1059
Glassman Wealth Services
Virginia
$10K 125 – –
TFA
1060
Transamerica Financial Advisors
Florida
$10K 120 – –
TCM
1061
Tradewinds Capital Management
Washington
$9K 122 +1 +0.8%
DBT
1062
Dubuque Bank & Trust
Iowa
$8K 100 -53 -35%
NC
1063
NewSquare Capital
Pennsylvania
$8K 100 -11 -10%
BCM
1064
Blume Capital Management
California
$8K 100 – –
SHJ
1065
Sharkey, Howes & Javer
Colorado
$8K 100 – –
BKA
1066
Brick & Kyle Associates
Pennsylvania
$8K 100 – –
HRC
1067
Hoertkorn Richard Charles
$8K 100 – –
BL
1068
Balentine LLC
Georgia
$8K 106 +2 +2%
CSS
1069
Cubist Systematic Strategies
Connecticut
$8K 100 +14 +16%
PCP
1070
Proficio Capital Partners
Massachusetts
$7K 87 +6 +7%
MIM
1071
Marco Investment Management
Georgia
$6.52K 85,154 +5,934 +7%
ST
1072
Spot Trading
Illinois
$6K 78 -78,098 -100%
DPA
1073
Delphi Private Advisors
California
$6K 83 -26 -24%
RFS
1074
Rockefeller Financial Services
New York
$6K 80 – –
AWMS
1075
Advocacy Wealth Management Services
Georgia
$5K 66 +31 +89%
41 42
43
44 45