TD Securities (USA)’s Caterpillar CAT Stock Holding History

TD Securities (USA)’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	$10K	Hold	131	–	–	0.09%	97
2015 Q4	$9K	Sell	131 -213	-62%	-$14.9K	0.08%	107
2015 Q3	$22K	Sell	344 -244,129	-100%	-$18.7M	0.2%	107
2015 Q2	$20.7M	Buy	244,473 +26,715	+12%	+$2.3M	0.28%	88
2015 Q1	$17.4M	Sell	217,758 -12,132	-5%	-$1.01M	0.26%	95
2014 Q4	$21M	Buy	229,890 +10,276	+5%	+$1M	0.3%	85
2014 Q3	$21.7M	Buy	219,614 +1,394	+0.6%	+$148K	0.35%	66
2014 Q2	$23.7M	Buy	218,220 +8,912	+4%	+$935K	0.38%	58
2014 Q1	$20.8M	Sell	209,308 -15,206	-7%	-$1.43M	0.37%	57
2013 Q4	$20.4M	Buy	224,514 +6,683	+3%	+$571K	0.34%	69
2013 Q3	$18.2M	Sell	217,831 -6,353	-3%	-$537K	0.35%	68
2013 Q2	$18.5M	Buy	+224,184	New	+$19.1M	0.37%	60

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

TD Securities (USA)'s CAT Position: Q1 2016 in Review

TD Securities (USA) held its Caterpillar (CAT) position steady in Q1 2016 at 131 shares worth $10K. The position accounts for 0.09% of the portfolio, ranked #97.

TD Securities (USA) first reported a position in CAT in Q2 2013 and has held it in 12 quarters since. The position peaked at $23.7M in Q2 2014. 1,085 funds tracked by Wall St. Rank hold CAT as of Q1 2016.

TD Securities (USA) held 131 shares of Caterpillar worth $10K as of Q1 2016.
TD Securities (USA) left its Caterpillar share count unchanged in Q1 2016.
Caterpillar made up 0.09% of TD Securities (USA)'s portfolio in Q1 2016, its #97 holding.
TD Securities (USA) first reported a position in Caterpillar in Q2 2013 and has held it in 12 quarters since.
TD Securities (USA)'s Caterpillar position peaked at $23.7M in Q2 2014.
1,085 funds tracked by Wall St. Rank held Caterpillar as of Q1 2016.

Based on TD Securities (USA)'s 13F filing for Q1 2016, filed 27 Apr 2016.