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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
DA
1051
Dunvegan Associates
California
$5K +$765 +10 +17%
LWA
1052
Lowe Wealth Advisors
Maryland
$4K +$4.13K +54 New
PVH
1053
Psagot Value Holdings
Israel
$3K
TWMP
1054
Taylor Wealth Management Partners
Massachusetts
$3K
FPTW
1055
Franklin, Parlapiano, Turner & Welch
Texas
$2K +$2.68K +35 New
GXMC
1056
Global X Management Company
New York
$1K
SIM
1057
Sonora Investment Management
Arizona
$1K +$1.53K +20 New
Citadel Advisors
1058
Citadel Advisors
Florida
-$26.8M -350,529 Closed
SCP
1059
Scoria Capital Partners
Connecticut
-$23.8M -280,000 Closed
AIA
1060
Avalon Investment & Advisory
Texas
-$10.5M -124,044 Closed
SFM
1061
Systematic Financial Management
New Jersey
-$10M -118,215 Closed
MCTP
1062
MPAM Credit Trading Partners
Ohio
-$8.76M -103,247 Closed
SCA
1063
Stillwater Capital Advisors
Pennsylvania
-$8.47M -99,882 Closed
NIMC
1064
NWQ Investment Management Company
California
-$6.78M -79,900 Closed
CAM
1065
Centre Asset Management
New York
-$6.71M -79,160 Closed
AC
1066
Amici Capital
New York
-$5.94M -70,000 Closed
DCM
1067
Driehaus Capital Management
Illinois
-$5.43M -64,000 Closed
Lazard Asset Management
1068
Lazard Asset Management
New York
-$5.14M -60,562 Closed
EAM
1069
Edge Asset Management
Washington
-$4.62M -54,437 Closed
ARTA
1070
A.R.T. Advisors
New York
-$3.86M -45,474 Closed
EAM
1071
EverPoint Asset Management
Connecticut
-$3.7M -43,600 Closed
Balyasny Asset Management
1072
Balyasny Asset Management
Illinois
-$3.59M -42,300 Closed
EA
1073
Euclid Advisors
Connecticut
-$3.51M -41,427 Closed
ACM
1074
Alpha Capital Management
Texas
-$3.35M -39,504 Closed
PP
1075
PDT Partners
New York
-$2.98M -35,176 Closed

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.