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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
LWA
1051
Lowe Wealth Advisors
Maryland
$4K 54 +54 New
PVH
1052
Psagot Value Holdings
Israel
$3K 49 – –
TWMP
1053
Taylor Wealth Management Partners
Massachusetts
$3K 41 – –
FPTW
1054
Franklin, Parlapiano, Turner & Welch
Texas
$2K 35 +35 New
GXMC
1055
Global X Management Company
New York
$1K 16 – –
SIM
1056
Sonora Investment Management
Arizona
$1K 20 +20 New
Citadel Advisors
1057
Citadel Advisors
Florida
– – -350,529 Closed
SCP
1058
Scoria Capital Partners
Connecticut
– – -280,000 Closed
AIA
1059
Avalon Investment & Advisory
Texas
– – -124,044 Closed
SFM
1060
Systematic Financial Management
New Jersey
– – -118,215 Closed
MCTP
1061
MPAM Credit Trading Partners
Ohio
– – -103,247 Closed
SCA
1062
Stillwater Capital Advisors
Pennsylvania
– – -99,882 Closed
NIMC
1063
NWQ Investment Management Company
California
– – -79,900 Closed
CAM
1064
Centre Asset Management
New York
– – -79,160 Closed
AC
1065
Amici Capital
New York
– – -70,000 Closed
DCM
1066
Driehaus Capital Management
Illinois
– – -64,000 Closed
Lazard Asset Management
1067
Lazard Asset Management
New York
– – -60,562 Closed
EAM
1068
Edge Asset Management
Washington
– – -54,437 Closed
ARTA
1069
A.R.T. Advisors
New York
– – -45,474 Closed
EAM
1070
EverPoint Asset Management
Connecticut
– – -43,600 Closed
Balyasny Asset Management
1071
Balyasny Asset Management
Illinois
– – -42,300 Closed
EA
1072
Euclid Advisors
Connecticut
– – -41,427 Closed
ACM
1073
Alpha Capital Management
Texas
– – -39,504 Closed
PP
1074
PDT Partners
New York
– – -35,176 Closed
NIT
1075
NumerixS Investment Technologies
British Columbia, Canada
– – -35,046 Closed
41 42
43
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