Edge Asset Management’s Caterpillar CAT Stock Holding History

Edge Asset Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-54,437	Closed	-$4.62M	–	281
2015 Q2	$4.62M	Sell	54,437 -25,298	-32%	-$2.18M	0.04%	247
2015 Q1	$6.38M	Sell	79,735 -9,200	-10%	-$765K	0.06%	247
2014 Q4	$8.14M	Sell	88,935 -814	-0.9%	-$79.2K	0.08%	233
2014 Q3	$8.89M	Buy	89,749 +8,637	+11%	+$916K	0.09%	222
2014 Q2	$8.81M	Buy	81,112 +11,400	+16%	+$1.2M	0.09%	227
2014 Q1	$6.93M	Buy	69,712 +1,600	+2%	+$151K	0.07%	231
2013 Q4	$6.18M	Buy	68,112 +14,900	+28%	+$1.27M	0.07%	235
2013 Q3	$4.44M	Sell	53,212 -1,572	-3%	-$133K	0.05%	237
2013 Q2	$4.52M	Buy	+54,784	New	+$4.66M	0.06%	234

Other funds holding CAT

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Edge Asset Management's CAT Position: Q3 2015 in Review

Edge Asset Management sold out of Caterpillar (CAT) in Q3 2015, closing a stake of 54,437 shares — an estimated $4.62M sold.

Edge Asset Management first reported a position in CAT in Q2 2013 and held it in 9 quarters. The position peaked at $8.89M in Q3 2014. 1,059 funds tracked by Wall St. Rank hold CAT as of Q3 2015.

Edge Asset Management reported no remaining Caterpillar position as of Q3 2015 after selling out during the quarter.
Edge Asset Management sold 54,437 Caterpillar shares in Q3 2015, an estimated $4.62M.
Edge Asset Management first reported a position in Caterpillar in Q2 2013 and held it in 9 quarters.
Edge Asset Management's Caterpillar position peaked at $8.89M in Q3 2014.
1,059 funds tracked by Wall St. Rank held Caterpillar as of Q3 2015.

Based on Edge Asset Management's 13F filing for Q3 2015, filed 9 Nov 2015.