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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$814M
2
American Century Companies
2
American Century Companies
Missouri
$325M
3
Morgan Stanley
3
Morgan Stanley
New York
$445M
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$424M
5
Lord, Abbett & Co
5
Lord, Abbett & Co
New Jersey
$205M

Top Sellers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$282M
2
Capital World Investors
2
Capital World Investors
California
$1.38B
3
Fidelity Investments
3
Fidelity Investments
Massachusetts
$725M
4
VOYA Investment Management
4
VOYA Investment Management
Georgia
$37.2M
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$964M
Name Market Value Shares Shares
Change 		Shares
Change %
Renaissance Technologies
76
Renaissance Technologies
New York
$74.8M 817,680 +817,680 New
MTB
77
Mizuho Trust & Banking
Japan
$72.8M 795,871 +31,754 +4%
UBS Group
78
UBS Group
Switzerland
$71.7M 783,003 +783,003 New
PI
79
PGGM Investments
Netherlands
$70.2M 766,986 +7,118 +0.9%
Principal Financial Group
80
Principal Financial Group
Iowa
$68.8M 751,415 +7,532 +1%
US Bancorp
81
US Bancorp
Minnesota
$68M 743,236 +24,884 +3%
SG Americas Securities
82
SG Americas Securities
New York
$65.8M 718,500 +155,619 +28%
BJ
83
BlackRock Japan
Japan
$65.6M 716,657 +69,309 +11%
Retirement Systems of Alabama
84
Retirement Systems of Alabama
Alabama
$62.2M 679,011 +51,182 +8%
TA
85
Teachers Advisors
New York
$59.2M 646,505 +43,917 +7%
PNC Financial Services Group
86
PNC Financial Services Group
Pennsylvania
$56.4M 616,271 -52,990 -8%
Allianz Asset Management
87
Allianz Asset Management
Germany
$56M 611,759 -83,825 -12%
Capital International Investors
88
Capital International Investors
California
$54.8M 598,422 -544,278 -48%
D.E. Shaw & Co
89
D.E. Shaw & Co
New York
$54.2M 592,499 +233,086 +65%
ARC
90
Absolute Return Capital
Massachusetts
$52.5M 573,443 -66,010 -10%
GLA
91
Great Lakes Advisors
Illinois
$52.3M 571,239 -2,900 -0.5%
Swiss National Bank
92
Swiss National Bank
Switzerland
$50.8M 554,516 -27,400 -5%
Citadel Advisors
93
Citadel Advisors
Florida
$50.6M 552,834 +318,149 +136%
Capital Fund Management (CFM)
94
Capital Fund Management (CFM)
France
$50.1M 547,437 +741 +0.1%
FMI
95
Factory Mutual Insurance
Massachusetts
$49.3M 538,200 – –
IG
96
ING Group
Netherlands
$48.3M 527,624 +149,752 +40%
TD Asset Management
97
TD Asset Management
Ontario, Canada
$48.2M 526,511 +14,848 +3%
WG
98
Winton Group
United Kingdom
$48M 524,582 -35,149 -6%
Stifel Financial
99
Stifel Financial
Missouri
$48M 524,029 +362,494 +224%
Canada Life
100
Canada Life
Manitoba, Canada
$47.2M 516,880 -3,322 -0.6%
2 3
4
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