Mizuho Trust & Banking’s Caterpillar CAT Stock Holding History

Mizuho Trust & Banking’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-930,153	Closed	-$82.6M	–	121
2016 Q3	$82.6M	Buy	930,153 +9,179	+1%	+$751K	0.24%	91
2016 Q2	$69.8M	Buy	920,974 +9,500	+1%	+$712K	0.21%	105
2016 Q1	$69.8M	Buy	911,474 +45,093	+5%	+$3.02M	0.22%	106
2015 Q4	$59.5M	Buy	866,381 +20,840	+2%	+$1.46M	0.2%	121
2015 Q3	$55.3M	Buy	845,541 +22,700	+3%	+$1.74M	0.19%	120
2015 Q2	$69.8M	Buy	822,841 +26,002	+3%	+$2.24M	0.23%	104
2015 Q1	$63.8M	Buy	796,839 +968	+0.1%	+$80.4K	0.22%	106
2014 Q4	$72.8M	Buy	795,871 +31,754	+4%	+$3.09M	0.26%	90
2014 Q3	$75.9M	Sell	764,117 -94,259	-11%	-$9.99M	0.29%	84
2014 Q2	$93.3M	Buy	858,376 +1,451	+0.2%	+$152K	0.33%	68
2014 Q1	$85.2M	Sell	856,925 -55,740	-6%	-$5.26M	0.32%	69
2013 Q4	$83.5M	Buy	912,665 +4,410	+0.5%	+$377K	0.32%	73
2013 Q3	$74.9M	Hold	908,255	–	–	0.31%	71
2013 Q2	$74.9M	Buy	+908,255	New	+$77.2M	0.32%	70

Other funds holding CAT

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return

Mizuho Trust & Banking's CAT Position: Q4 2016 in Review

Mizuho Trust & Banking sold out of Caterpillar (CAT) in Q4 2016, closing a stake of 930,153 shares — an estimated $82.6M sold.

Mizuho Trust & Banking first reported a position in CAT in Q2 2013 and held it in 14 quarters. The position peaked at $93.3M in Q2 2014. 1,162 funds tracked by Wall St. Rank hold CAT as of Q4 2016.

Mizuho Trust & Banking reported no remaining Caterpillar position as of Q4 2016 after selling out during the quarter.
Mizuho Trust & Banking sold 930,153 Caterpillar shares in Q4 2016, an estimated $82.6M.
Mizuho Trust & Banking first reported a position in Caterpillar in Q2 2013 and held it in 14 quarters.
Mizuho Trust & Banking's Caterpillar position peaked at $93.3M in Q2 2014.
1,162 funds tracked by Wall St. Rank held Caterpillar as of Q4 2016.

Based on Mizuho Trust & Banking's 13F filing for Q4 2016, filed 14 Feb 2017.